20-03093 | 03/22/2021 | Claimant(s): Virgil Threlkeld Claimant Lawyers(s): David Monsour Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): David J. Romanski Hearing Site: San Francisco, CA
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20-02913 | 03/19/2021 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): David J. Sensenig Respondent(s): Bradley Gardner Respondent Lawyers(s): Bradley Everett Gardner Arbitrator(s): Jeffrey M. Allen Hearing Site: San Francisco, CA
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19-00816 | 03/15/2021 | Claimant(s): Reuben J Donig Atny At Law Sal Def Plan Claimant Lawyers(s): Brett A. Alcala Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Justin M. Garbaccio Arbitrator(s): Jon H. Sylvester, Gary Kostow, Carol Marshall Hearing Site: San Francisco, CA
| | $0 |
20-01257 | 03/15/2021 | Claimant(s): Nagarajan Duraisamy Claimant Lawyers(s): Nagarajan Duraisamy Respondent(s): Ally Invest Securities LLC Respondent Lawyers(s): Kiran V. Somashekara Arbitrator(s): Helen Marinak Blohm, John J. Fitzpatrick, Christopher Cother Powers Hearing Site: San Francisco, CA
| | $0 |
19-03679 | 03/10/2021 | Claimant(s): Kyra Kizirian Claimant Lawyers(s): Kyra L Kizirian Respondent(s): LPL Financial LLC, Eric Young, Keith Schmidt Respondent Lawyers(s): Thomas Barnett Arbitrator(s): Lester Friedman, Jonathan H. Krotinger, Wendi Lee Eckardt Hearing Site: San Francisco, CA
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18-04020 | 03/08/2021 | Claimant(s): Richard Trust Claimant Lawyers(s): Richard Trust Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Herb Schwartz, Daniel M. Yamshon, Rosalind Ramsey Tyson Hearing Site: San Francisco, CA
| | $298,400 |
20-01975 | 03/05/2021 | Claimant(s): Russell Abbott Claimant Lawyers(s): Benjamin Winograd Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Simon M. Levy Arbitrator(s): Laurel Littman Gothelf Hearing Site: San Francisco, CA
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20-02861 | 03/04/2021 | Claimant(s): Brian Peardon Claimant Lawyers(s): Kurt Zimmerman Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Andrew S. Azarmi Arbitrator(s): Michael Lancaster Garcia Hearing Site: San Francisco, CA
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19-01670 | 03/03/2021 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Erin MacAvoy Respondent(s): Mildred Patubo Respondent Lawyers(s): Benjamin Winograd Arbitrator(s): Dennis Markham Smith, Alden Sharp Adkins, Eduardo Barocio Hearing Site: San Francisco, CA
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18-00573 | 02/18/2021 | Claimant(s): Frank Cuenca, Timothy Sullivan Claimant Lawyers(s): Frank F. Sommers Respondent(s): National Planning Holding LLC, SII Investments. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Barbara M. Anscher, Thomas Arthur Cohen, Christopher Cother Powers Hearing Site: San Francisco, CA
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