Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-01586 | 03/18/2022 | Claimant(s): Binnie Phung Claimant Lawyers(s): Zachary S. Morse Respondent(s): Berthel Fisher & Co. Financial Svcs. Inc Respondent Lawyers(s): Shelley R. Davenport Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 21-02220 | 12/22/2021 | Claimant(s): Samantha Flores Claimant Lawyers(s): Samantha Flores Respondent(s): Aspiration Financial LLC Respondent Lawyers(s): Connor M. Trafton Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA |  | $2,500 |
| 20-03100 | 12/15/2021 | Claimant(s): Toni Iannarelli Claimant Lawyers(s): Avi Rosenfeld Respondent(s): Ameritas Investment Company Respondent Lawyers(s): Andrea D. Snowden Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 19-03307 | 09/30/2021 | Claimant(s): Brian Dornellas Claimant Lawyers(s): David Liebrader Respondent(s): George Schmidt Respondent Lawyers(s): Robert S. Larsen Arbitrator(s): Barbara M. Zak, Mary M. O'Neil, Robert E. Jenks Hearing Site: Las Vegas, NV | | $525,000 |
| 21-01456 | 09/27/2021 | Claimant(s): Jordan Ganzekaufer Claimant Lawyers(s): Jordan Ganzekaufer Respondent(s): TD Ameritrade. Respondent Lawyers(s): Anthony L. Valenzuela Arbitrator(s): Robert E. Jenks Hearing Site: San Diego, CA | | $3,213 |
| 21-00468 | 09/14/2021 | Claimant(s): Tim Chen Claimant Lawyers(s): George C. Miller Respondent(s): M. S. Howells & Co. Respondent Lawyers(s): Robert L. Hill Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 20-03130 | 08/19/2021 | Claimant(s): Jane Marie Sullivan Claimant Lawyers(s): Zachary Morse Respondent(s): National Planning Corporation Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 20-03493 | 08/19/2021 | Claimant(s): Ryan Szamosszegi Claimant Lawyers(s): Ryan Szamosszegi Respondent(s): TD Ameritrade. Respondent Lawyers(s): Kendra S. Canape Arbitrator(s): Edward Banian, Robert E. Jenks, H. Stuart Waxman Hearing Site: Los Angeles, CA | | Dismissed by Rule 12212 |
| 20-01969 | 08/18/2021 | Claimant(s): David Dubin Claimant Lawyers(s): David Harrison Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 20-03458 | 07/23/2021 | Claimant(s): Sean Dobranich Claimant Lawyers(s): James P. Galvin Respondent(s): Wells Fargo Clearing Services, Waddell & Reed Respondent Lawyers(s): Chad Weaver, Patricia Cowart Arbitrator(s): Barry A. Mainardi, Robert E. Jenks, Ben Lehavi Hearing Site: Las Vegas, NV |