| 20-01360 | 11/19/2020 | Claimant(s): Coastal Equities.
Claimant Lawyers(s): Francis Skinner
Respondent(s): Dudley Stephens
Respondent Lawyers(s): Dudley Frankiln Stephens
Arbitrator(s): Denise L. Quarles
Hearing Site: New York, NY
| | |
| 19-03089 | 07/21/2020 | Claimant(s): Ustocktrade Securities.
Claimant Lawyers(s): Francesco Matteini
Respondent(s): Mayur Baviskar
Respondent Lawyers(s): Mayur Baviskar
Arbitrator(s): Denise L. Quarles
Hearing Site: Newark, NJ
|  | $0 |
| 18-04076 | 08/16/2019 | Claimant(s): Alan Augulis
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): APW Capital.
Respondent Lawyers(s): Timothy Liam Smith
Arbitrator(s): Denise L. Quarles
Hearing Site: Newark, NJ
| | |
| 18-04240 | 07/03/2019 | Claimant(s): Gerald Sharpe
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): First Montauk Securities Corp., J.W. Barclay & Co.., Paragon Capital Markets.
Respondent Lawyers(s): Danny Levine, John Bruno, President or Compliance Officer
Arbitrator(s): Denise L. Quarles
Hearing Site: Newark, NJ
| | |
| 15-01109 | 06/23/2016 | Claimant(s): Kimberly O'Rourke
Claimant Lawyers(s): Kimberly O'Rourke
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Michael J. Fortunato
Arbitrator(s): Erica Bunin, Paul S. Biederman, Denise L. Quarles
Hearing Site: New York, NY
| | |
| 14-00740 | 06/13/2016 | Claimant(s): Gianluca Passaretta
Claimant Lawyers(s): Blaine H. Bortnick
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Ilene Barbara Zatkin-Butler, Denise L. Quarles, John Caracciolo
Hearing Site: New York, NY
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| 14-01496 | 05/18/2015 | Claimant(s): National Securities Corporation, Roger Monteforte
Claimant Lawyers(s): Timothy Feil
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Denise L. Quarles
Hearing Site: New York, NY
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| 13-03537 | 04/10/2015 | Claimant(s): Zachary Bader
Claimant Lawyers(s): Robert M. Bursky
Respondent(s): Brent Porges, Craig Taddonio, Craig Scott Capital
Respondent Lawyers(s): Liam O'Brien
Arbitrator(s): Howard J. Stiefel, C. Kenneth Yoblon, Denise L. Quarles
Hearing Site: New York, NY
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| 12-02595 | 06/05/2013 | Claimant(s): John Sisk
Claimant Lawyers(s): Timothy Feil
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Judith C. Zerden, Abe I. Borenstein, Denise L. Quarles
Hearing Site: New York, NY
| | $666,690 |
| 10-01810 | 11/15/2011 | Claimant(s): John Burke
Claimant Lawyers(s): Michael E. Grenert
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Eugene G. P. Byrne, Denise L. Quarles
Hearing Site: New York, NY
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