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FINRA Awards for Edward W. Morris

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Displaying 71-80 out of 96 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0121212/22/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jonathan A. Scobie
Respondent(s): Louis Melone
Respondent Lawyers(s): Louis Michael Melone
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
12-0388012/12/2014Claimant(s): Maryellen Lurie
Claimant Lawyers(s): David M. White
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Edward W. Morris
Hearing Site: New York, NY
Checkmark IconExpungement
13-0347911/12/2014Claimant(s): Louis D'Andrea
Claimant Lawyers(s): James F. Keegan
Respondent(s): GMS Group Holdings Corp., The GMS Group
Respondent Lawyers(s): Matthew E. Lipman
Arbitrator(s): Edward W. Morris, Jay Alan Kranis, Erica Bunin
Hearing Site: Newark, NJ
12-0219110/23/2014Claimant(s): Sarah Metzinger
Claimant Lawyers(s): Robert S. Moraff
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Edward W. Morris, Richard C. Antonelli, Jay Alan Kranis
Hearing Site: Newark, NJ
Checkmark IconExpungement
14-0050109/05/2014Claimant(s): Ian Cole
Claimant Lawyers(s): Ian Cole
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Jay Marc Israel
Arbitrator(s): Catherine Ladnier, Leona Beane, Edward W. Morris
Hearing Site: New York, NY
13-0244106/25/2014Claimant(s): Ladenburg Thalmann & Co..
Claimant Lawyers(s): David Hirschberg
Respondent(s): Kyle Edsall, KWE Capital Management
Respondent Lawyers(s): Kyle W. Edsall, President or Compliance Officer
Arbitrator(s): Michael J. McAllister, Robert L. Nisely, Edward W. Morris
Hearing Site: New York, NY
Checkmark Icon$0
13-0194903/24/2014Claimant(s): Carl Governale
Claimant Lawyers(s): Carl D. Governale
Respondent(s): Perrin, Holden & Davenport Capital
Respondent Lawyers(s): Braff Eisenman
Arbitrator(s): Neil G. Gargiulo, Linda Ashley, Edward W. Morris
Hearing Site: New York, NY
Checkmark Icon$61,000
13-0267803/05/2014Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Edward Murphy
Respondent Lawyers(s): Edward Thomas Murphy
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
13-0147409/27/2013Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): Charles LaChaussee
Respondent(s): Kola Agbaje
Respondent Lawyers(s): Kola Abdulrahman Agbaje
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
13-0030609/10/2013Claimant(s): Bridget Kelly, Thomas Kelly
Claimant Lawyers(s): Mark S. Gregory
Respondent(s): Noah Myers, MiddleCove Capital LLC
Respondent Lawyers(s): Noah Lauren Myers, Robbin Meyers
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
Checkmark Icon$98,264

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