| 08-00951 | 11/20/2008 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Will Stute
Respondent(s): Richard McCrea
Respondent Lawyers(s): Richard Porter McCrea
Arbitrator(s): Peter L. Pointer, Jay S. Ferrier, C. Robert Rittberger
Hearing Site: Cleveland, OH
| | |
| 08-01837 | 11/19/2008 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Will Stute
Respondent(s): Edward Baxter
Respondent Lawyers(s): Edward Antheal Baxter
Arbitrator(s): Charles T. Dix
Hearing Site: Dallas, TX
| | |
| 08-01171 | 11/10/2008 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Will Stute
Respondent(s): Christopher Weighart
Respondent Lawyers(s): Christopher Grey Weighart
Arbitrator(s): Michael Quarto
Hearing Site: Philadelphia, PA
| | |
| 08-00997 | 10/21/2008 | Claimant(s): Ursula Marquardt
Claimant Lawyers(s): Paul Marquardt
Respondent(s): Ameriprise Financial Services., Mark Massaro
Respondent Lawyers(s): Courtney R. Reid
Arbitrator(s): Elizabeth K. Norsworthy
Hearing Site: Buffalo, NY
|  | $38 |
| 07-00348 | 10/07/2008 | Claimant(s): Herald Curtis Levy IRA
Claimant Lawyers(s): Mark Wilson
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Curt Roy Hineline
Arbitrator(s): Joseph W. Cheek, Bert P. Krages, William H. King
Hearing Site: Portland, OR
| | $121,780 |
| 07-00998 | 10/06/2008 | Claimant(s): Ed L.Gueth Sr. and Sandy L. Gueth
Claimant Lawyers(s): Ed L. Gueth
Respondent(s): Ameriprise Financial Services., Joan Coke
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Robert Finder
Hearing Site: Orlando, FL
| | $0 |
| 06-02530 | 10/03/2008 | Claimant(s): Joseph A., and Judith A. Franko
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Jill A Guldin
Arbitrator(s): John B. Ryan, Julian F. Santos, Piedad A. Bernikow
Hearing Site: Philadelphia, PA
| | $300 |
| 08-00320 | 08/15/2008 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward B. Magarian
Respondent(s): Johan Leffler
Respondent Lawyers(s): Johan W. Leffler
Arbitrator(s): Jack B. Golden
Hearing Site: Hartford, CT
| | |
| 07-02319 | 07/01/2008 | Claimant(s): Eric Hansen
Claimant Lawyers(s): Nicole A. Rizzo
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s): Lucy J. Karl, Peter L. Curry, Jeffrey P. Petrucelly
Hearing Site: Boston, MA
| | |
| 03-06938 | 05/06/2008 | Claimant(s): Carole Lane
Claimant Lawyers(s): Guy E. Mailly
Respondent(s): Clinton Maxwell, Ameriprise Financial Services., Louis Windawi
Respondent Lawyers(s): Elizabeth Lowery
Arbitrator(s): Elizabeth A. Copley, Robert B. Moran, James M. Goldberg
Hearing Site: Los Angeles, CA
| | |
