Potomac Analytics' Logo

FINRA Awards for Adam M. Kauff

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 31-40 out of 65 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0110202/10/2021Claimant(s): James Kirwan
Claimant Lawyers(s): Harris Freedman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Mary Margaret Bush
Hearing Site: San Francisco, CA
20-0172002/09/2021Claimant(s): Wesley Tate
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Chicago, IL
20-0231402/09/2021Claimant(s): Christopher Paglia
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Jersey City, NJ
20-0101602/02/2021Claimant(s): John Boukamp
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Detroit, MI
20-0194901/22/2021Claimant(s): Frank Polk
Claimant Lawyers(s): Brian Luther
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Matthew Fenster
Hearing Site: New York, NY
19-0366701/15/2021Claimant(s): Richard Streisfeld
Claimant Lawyers(s): Amy B. Bard
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): James M. Rhodes
Hearing Site: New York, NY
20-0103012/21/2020Claimant(s): John Boukamp
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Gerald W. Hepp
Hearing Site: Detroit, MI
20-0127312/18/2020Claimant(s): PHILIP JORDAN
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
20-0226512/16/2020Claimant(s): Michael Marshall
Claimant Lawyers(s): James P. Galvin
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Thomas E Shuck
Hearing Site: Phoenix, AZ
19-0291312/16/2020Claimant(s): Maria Redwine
Claimant Lawyers(s): William B. Fleming
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Langfred W. White, Karl A. Vogeler, John Winslow Griesser
Hearing Site: Columbia, SC
Checkmark Icon$167,294

65 Results

Display: