13-00088 | 03/19/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Alan S. Brodherson Respondent(s): Anthony Manougian Respondent Lawyers(s): Anthony Manougian Arbitrator(s): Alan A. Gray, Richard E. Castiglioni, David J. Weisenfeld Hearing Site: New York, NY
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12-03214 | 09/16/2013 | Claimant(s): Prudential Annuities Distributors Claimant Lawyers(s): Alan S. Brodherson Respondent(s): J.P. Turner & Company, L.L.C. Respondent Lawyers(s): Eric J. Dec Arbitrator(s): Richard Slavin, Alice Holly Oshins, James J. Gadarowski Hearing Site: Hartford, CT
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12-01106 | 08/13/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Alan S. Brodherson Respondent(s): David Ayres Respondent Lawyers(s): Timothy J. O'Connor Arbitrator(s): Howard B. Cohen, Rocco Michael Scanza, Francis Xavior Daumen Hearing Site: Syracuse, NY
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10-03377 | 07/01/2013 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Alan S. Brodherson Respondent(s): Allen Gibson Respondent Lawyers(s): Carlos Ricca Arbitrator(s): Barry S. Jacobson Hearing Site: New York, NY
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12-01881 | 04/25/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Alan S. Brodherson Respondent(s): Timothy Mcaloon Respondent Lawyers(s): Timothy Joseph McAloon Arbitrator(s): Linda T. Pellegrino Hearing Site: Newark, NJ
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10-05731 | 03/15/2013 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Alan S. Brodherson Respondent(s): Barney Greengrass Respondent Lawyers(s): Ethan A. Brecher Arbitrator(s): Jack Friedman, Abigail J. Pessen, John Nino Brenkovich Hearing Site: New York, NY
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10-01586 | 01/29/2013 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Alan S. Brodherson Respondent(s): Patricia Gleason Respondent Lawyers(s): Patricia A. Gleason Arbitrator(s): Cindy L. Anderson, Gerald Thomas Harper, Raymond E. Cornelius Hearing Site: Jacksonville, FL
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11-00459 | 10/15/2012 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Alan S. Brodherson Respondent(s): Stephen O'Donnell Respondent Lawyers(s): Patrick T. Burke Arbitrator(s): David I. Goldblatt, Lloyd H. Slomanson, Donald Raymond McNally Hearing Site: New York, NY
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12-01596 | 10/05/2012 | Claimant(s): Euna Shim Claimant Lawyers(s): Alan S. Brodherson Respondent(s): SG Americas Securities Respondent Lawyers(s): Lloyd S. Clareman Arbitrator(s): Irene C. Warshauer Hearing Site: New York, NY
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12-01595 | 09/10/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Alan S. Brodherson Respondent(s): Francis Bice Respondent Lawyers(s): Francis Xavier Bice Arbitrator(s): Sandra Gale Behrle Hearing Site: New York, NY
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