19-01677 | 12/18/2019 | Claimant(s): Alan Schryer Claimant Lawyers(s): Erica Harris Respondent(s): Money Concepts Capital Corp Respondent Lawyers(s): Ellen S. Robbins Arbitrator(s): Milton N. Gross Hearing Site: Los Angeles, CA
| | |
18-01379 | 05/29/2019 | Claimant(s): Alma Miller, Rondel Miller Claimant Lawyers(s): Vonne L. Karraker Respondent(s): Ray Reese, Money Concepts Capital Corp Respondent Lawyers(s): Kathy M. Klock Arbitrator(s): Robert J. Scafuri, Julius Z. Frager, Lynn Hirschfeld Brahin Hearing Site: St. Louis, MO
| | Expungement |
16-00870 | 12/18/2017 | Claimant(s): Sabine Parker Claimant Lawyers(s): Jared A. Levy Respondent(s): Craig Sutherland, Money Concepts Capital Corp Respondent Lawyers(s): Kathy M. Klock Arbitrator(s): Michael L. Fortney, Robert M Lustig, Karl Strohbehn Hearing Site: Cleveland, OH
| | Expungement |
13-03675 | 03/31/2015 | Claimant(s): Richard Bergdahl, Richard G. Bergdahl IRA Claimant Lawyers(s): Robert H. Rex Respondent(s): Money Concepts Capital Corp Respondent Lawyers(s): Kathy M. Klock Arbitrator(s): Leon Fox, Debra J. Tucker, G. Marshall Abbey Hearing Site: Chicago, IL
| | Expungement |
12-03901 | 03/10/2015 | Claimant(s): Sandra Harder Claimant Lawyers(s): Erwin Cohn Respondent(s): Benjamin Pahl, Fidelity Brokerage Services LLC, Money Concepts Capital Corp Respondent Lawyers(s): Joel M. Everest, Kathy M. Klock Arbitrator(s): Kenneth N. Adamson, Susanne J. Hollander, Harvey R. Herman Hearing Site: Chicago, IL
| | Expungement |
11-02992 | 12/06/2012 | Claimant(s): Gary Glatz on behalf of his IRA Claimant Lawyers(s): Mark E. Maddox Respondent(s): Jonathan Butenuth, Money Concepts Capital Corp Respondent Lawyers(s): Kathy M. Klock Arbitrator(s): Theodore W. Wrobleski, Stephen C. Esposito, Irving A. Chesler Hearing Site: Chicago, IL
| | Expungement |
10-04961 | 11/18/2011 | Claimant(s): Dianne W. Mack IRA, Douglas R. Mack IRA, Douglas R. Mack & Dianne W. Mack, JT TEN Claimant Lawyers(s): Kendra L. Carpenter Respondent(s): Money Concepts Capital Corp Respondent Lawyers(s): Robert N. Rapp Arbitrator(s): Robert P. Fogarty, W. Sean Kelleher, Gregory P. Szuter Hearing Site: Columbus, OH
| | $0 |
10-04675 | 06/13/2011 | Claimant(s): Larry Addams Claimant Lawyers(s): Larry Wayne Addams Respondent(s): Money Concepts Capital Corp Respondent Lawyers(s): Kathy M. Klock Arbitrator(s): Robert G. Scott Hearing Site: Kansas City, MO
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08-04933 | 12/21/2009 | Claimant(s): James P. Dancy Claimant Lawyers(s): Kristin S. Nardone Respondent(s): Jason Swink, Money Concepts Capital Corp Respondent Lawyers(s): George H. Pender Arbitrator(s): John H. Griffing, Richard E. Miley, Kenneth B. Orenbach Hearing Site: Charlotte, NC
| | $80,179 |