| 17-03018 | 08/07/2018 | Claimant(s): Sean McDermott
Claimant Lawyers(s): Armin Sarabi
Respondent(s): LPL Financial LLC, Securities America.
Respondent Lawyers(s): Christina M. Heller, Jon D. Kaplon
Arbitrator(s): Peter N. Thompson
Hearing Site: Minneapolis, MN
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| 18-00003 | 06/20/2018 | Claimant(s): Securities America.
Claimant Lawyers(s): Chad Weaver
Respondent(s): Timothy Ballard
Respondent Lawyers(s): Timothy David Ballard
Arbitrator(s): George King
Hearing Site: San Francisco, CA
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| 17-01151 | 04/10/2018 | Claimant(s): Thomas Hall
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America.
Respondent Lawyers(s): Janine M. Lucas
Arbitrator(s): Daniel M. Yamshon
Hearing Site: Salt Lake City, UT
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| 17-01245 | 12/14/2017 | Claimant(s): Marc Silverman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America., Geneos Wealth Management.
Respondent Lawyers(s): Christina Heller, Michelle M. Atlas
Arbitrator(s): Barry David Thorpe
Hearing Site: Miami, FL
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| 17-01081 | 12/01/2017 | Claimant(s): Jordan Dechtman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America.
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Denver, CO
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| 17-00736 | 11/16/2017 | Claimant(s): Kevin Fifield
Claimant Lawyers(s): Stuart Sinai
Respondent(s): Securities America.
Respondent Lawyers(s): Janine Lucas
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
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| 16-03508 | 08/30/2017 | Claimant(s): Daniel McPherson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America., Cetera Advisors LLC, Parkland Securities
Respondent Lawyers(s): David G. Smitham, Denis C. Dice, John McClellan
Arbitrator(s): Bernard F. Vail
Hearing Site: Boise, ID
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| 16-03478 | 08/10/2017 | Claimant(s): Andrew Schade
Claimant Lawyers(s): John A. Hubbard
Respondent(s): Securities America.
Respondent Lawyers(s): Janine M. Lucas
Arbitrator(s): D. Michael Kratchman, Kenneth J. Safran, Erane C. Washington-Kendrick
Hearing Site: Detroit, MI
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| 17-00542 | 08/02/2017 | Claimant(s): Securities America.
Claimant Lawyers(s): Christina Heller
Respondent(s): Jollene Austin
Respondent Lawyers(s): Jollene Jill Austin
Arbitrator(s): Christopher M. McMurray
Hearing Site: Charlotte, NC
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| 16-02910 | 05/24/2017 | Claimant(s): Christine Orta, John Lindsey
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
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