| 18-00329 | 08/06/2019 | Claimant(s): Branda Allen, David Meske, John Riley, Joshua Allen, Philip Susi, Robert Mitchell
Claimant Lawyers(s): Dennis J. Concilla
Respondent(s): Securities America.
Respondent Lawyers(s): Denis C. Dice
Arbitrator(s): Gregory Hunter Mathews, Sarah R. Cole, Randolph Carson Wiseman
Hearing Site: Columbus, OH
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| 18-04371 | 07/24/2019 | Claimant(s): Rick Kent
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
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| 18-04306 | 07/17/2019 | Claimant(s): Richard Kiesel
Claimant Lawyers(s): Elaine M. Rice
Respondent(s): Securities America., Kestra Investment Services
Respondent Lawyers(s): David J. Lehr, Tyler Schubauer
Arbitrator(s): Mark C. Perry, Steven M. Greenbaum, Carl Shechter
Hearing Site: Boca Raton, FL
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| 19-00211 | 07/10/2019 | Claimant(s): Ronald Bare
Claimant Lawyers(s): Elaine Rice
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Louis H. Miron, John Michael Derderian, Ellen F. Kandell
Hearing Site: Wilmington, DE
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| 18-03682 | 05/31/2019 | Claimant(s): Brian Levy
Claimant Lawyers(s): Frances Menzer
Respondent(s): Securities America.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
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| 18-00028 | 05/14/2019 | Claimant(s): Marc Scudillo
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Dan Brecher
Hearing Site: New York, NY
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| 18-00045 | 05/14/2019 | Claimant(s): Marc Scudillo
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Dan Brecher
Hearing Site: New York, NY
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| 18-00132 | 05/14/2019 | Claimant(s): Marc Scudillo
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Steven C. Kasarda
Hearing Site: New York, NY
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| 18-00148 | 05/14/2019 | Claimant(s): Marc Scudillo
Claimant Lawyers(s): Harris Freedman
Respondent(s): Securities America., 1St Global Capital Corp.
Respondent Lawyers(s): Judith A. Knudsen, Tyler Schubauer
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Newark, NJ
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| 18-00300 | 05/14/2019 | Claimant(s): March Scudillo
Claimant Lawyers(s): Michael Bessette
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Arthur Neil Tolciss
Hearing Site: New York, NY
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