| 18-03548 | 07/23/2019 | Claimant(s): Andrew Kevlahan
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Wells Fargo Clearing Services, Josephthal & Co..
Respondent Lawyers(s): John T. McGuire, Nuviah Shirazi
Arbitrator(s): Marvin L. Schuldiner
Hearing Site: Newark, NJ
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| 19-00564 | 06/26/2019 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): Christopher Coulter
Respondent Lawyers(s): Christopher Kevin Coulter
Arbitrator(s): William M. Azkoul
Hearing Site: St. Louis, MO
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| 19-00131 | 06/17/2019 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): Dennis Ayre
Respondent Lawyers(s): Dennis Phillip Ayre
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
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| 19-00101 | 05/03/2019 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): Ryan Capatosto
Respondent Lawyers(s): Ryan Lawrence Capatosto
Arbitrator(s): Richard M. Norman
Hearing Site: Los Angeles, CA
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| 18-01452 | 04/19/2019 | Claimant(s): Alfred Bonardi
Claimant Lawyers(s): Joshua F. Bautz
Respondent(s): Morgan Stanley DW Inc., Oppenheimer & Co.., Citigroup Global Markets., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Gina Shlaferman, Joelle A. Simms, John T. McGuire, Randi Perry Spallina
Arbitrator(s): Elena G. Rodriguez
Hearing Site: Boca Raton, FL
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| 18-03603 | 03/11/2019 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): Geoffrey Johnston
Respondent Lawyers(s): Steven Kahlenberg
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
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| 18-02592 | 01/30/2019 | Claimant(s): Ivan Shore
Claimant Lawyers(s): John Coster
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): John T. McGuire
Arbitrator(s): Madelyn A. Levy, Mary Ellen Burns, Annamaria Boccia Smith
Hearing Site: New York, NY
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| 18-00493 | 09/27/2018 | Claimant(s): Christopher Lazos
Claimant Lawyers(s): Jonathan C. Uretsky
Respondent(s): Oppenheimer & Co.., Maxim Group LLC
Respondent Lawyers(s): Ian H. Hummel, John T. McGuire
Arbitrator(s): Ira S. Cure
Hearing Site: New York, NY
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| 18-00331 | 08/07/2018 | Claimant(s): Christopher Lazos
Claimant Lawyers(s): Jonathan Uretsky
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): John T. McGuire
Arbitrator(s): Ted M. Rosen
Hearing Site: New York, NY
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| 17-02182 | 07/18/2018 | Claimant(s): Richard Grobman
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): John T. McGuire
Arbitrator(s): Guillermo L. Bosch, Sally Cheung, David Arthur Christiansen
Hearing Site: Philadelphia, PA
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