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FINRA Awards for Richard Grobman

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0218207/18/2018Claimant(s): Richard Grobman
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): John T. McGuire
Arbitrator(s): Guillermo L. Bosch, Sally Cheung, David Arthur Christiansen
Hearing Site: Philadelphia, PA

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