Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-02088 | 11/24/2021 | Claimant(s): Holly Hendrix Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Steven C. Kasarda Hearing Site: New York, NY | ||
| 21-01465 | 11/22/2021 | Claimant(s): Benjamin Fuchs Claimant Lawyers(s): David I. Hantman Respondent(s): Silver Oak Securitiesorporated Respondent Lawyers(s): William E. Hopkins Arbitrator(s): Linda J. Baer Hearing Site: Hartford, CT | ||
| 19-03654 | 11/15/2021 | Claimant(s): Clinton Rinehart Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): Richard W. Dissen Hearing Site: Cincinnati, OH | ||
| 21-01881 | 11/05/2021 | Claimant(s): Frank Delli Carpini Claimant Lawyers(s): David I. Hantman Respondent(s): Belle Haven Investments, L.P. Respondent Lawyers(s): Brian J. Palmeri Arbitrator(s): Susan Romano Hearing Site: New York, NY | ||
| 21-02038 | 10/13/2021 | Claimant(s): Michael Chudd Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Las Vegas, NV | ||
| 21-01993 | 10/06/2021 | Claimant(s): Kathleen Entwistle Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Michael H DuBoff Hearing Site: New York, NY | ||
| 21-01829 | 10/05/2021 | Claimant(s): Ranjesh Singh Claimant Lawyers(s): David I. Hantman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Maria V. Martin Arbitrator(s): Josian Antoine Hearing Site: New York, NY | ||
| 21-02087 | 10/01/2021 | Claimant(s): Ronald Giancristofaro Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Alice E. Winkler Hearing Site: New York, NY | ||
| 20-02914 | 10/01/2021 | Claimant(s): Ronald Lane, The Ronald W. Lane Rollover IRA Claimant Lawyers(s): Ronald W. Lane Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Mary M. O'Neil Hearing Site: Los Angeles, CA |  | Expungement |
| 21-01152 | 09/17/2021 | Claimant(s): Kent Kirby Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Harvey R. Linder Hearing Site: Nashville, TN |