Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-02212 | 08/10/2018 | Claimant(s): Eliot Simon Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Thomas J. Ray Hearing Site: St. Louis, MO | ||
| 17-03338 | 07/19/2018 | Claimant(s): Michael Loesberg Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): David I. Goldblatt Hearing Site: New York, NY |  | $0 |
| 18-00427 | 07/18/2018 | Claimant(s): Thomas Howes Claimant Lawyers(s): Thomas W. Howes Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Bonnie K. Wachtel, Jane C. Carney, Christopher Ryan Moore Hearing Site: Washington, DC | ||
| 17-02349 | 06/26/2018 | Claimant(s): Todd Allen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Tracy L. Allen Hearing Site: Buffalo, NY | ||
| 18-00454 | 06/20/2018 | Claimant(s): Ira Kravitz Claimant Lawyers(s): David I. Hantman Respondent(s): Morgan Stanley Respondent Lawyers(s): Nicholas Lin Arbitrator(s): Eric Ross Cromartie Hearing Site: Dallas, TX | ||
| 17-02798 | 06/15/2018 | Claimant(s): David Levine Claimant Lawyers(s): David I. Hantman Respondent(s): Ameriprise Financial Services., UBS Financial Services Inc. Respondent Lawyers(s): Craig A. Vollono, Howard M. Klausmeier Arbitrator(s): Douglas Earl McLaren Hearing Site: Washington, DC | ||
| 17-02503 | 05/31/2018 | Claimant(s): Amanda Glanz Claimant Lawyers(s): Eric Litow Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Catherine Stewart Hearing Site: Newark, NJ | ||
| 18-01008 | 05/25/2018 | Claimant(s): Matthew Lasko Claimant Lawyers(s): David I. Hantman Respondent(s): Morgan Keegan & Company Respondent Lawyers(s): Robert M. Rudnicki Arbitrator(s): C. Sumpter Logan Hearing Site: Dallas, TX | ||
| 18-00739 | 05/18/2018 | Claimant(s): Owen McBride Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Craig A. Vollono Arbitrator(s): Gregory G. Gocek Hearing Site: Cleveland, OH | ||
| 17-02285 | 05/15/2018 | Claimant(s): Frank Voli Claimant Lawyers(s): Michael Bessette Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Muriel Desloovere Hearing Site: Raleigh, NC |