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FINRA Awards for Eliot Simon

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0221208/10/2018Claimant(s): Eliot Simon
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): Thomas J. Ray
Hearing Site: St. Louis, MO

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