Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-03354 | 10/24/2018 | Claimant(s): James Schrader Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Tracy L. Allen Hearing Site: Indianapolis, IN | ||
| 18-00417 | 10/22/2018 | Claimant(s): Michael Butt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Piper Jaffray & Co., Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman, Denise M. Hammond Arbitrator(s): Marc Kalish Hearing Site: Phoenix, AZ | ||
| 18-00278 | 10/16/2018 | Claimant(s): Christopher Faggioni Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citicorp Investment Services Respondent Lawyers(s): David I. Hantman Arbitrator(s): Sandra J. Mullings Hearing Site: New York, NY | ||
| 18-00871 | 10/16/2018 | Claimant(s): Michael Lukas Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Jonathan B. Gilbert Hearing Site: Chicago, IL | ||
| 18-02387 | 10/15/2018 | Claimant(s): Christopher Pfaff Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Craig A. Vollono Arbitrator(s): Ray J. Grzebielski Hearing Site: Chicago, IL | ||
| 18-02213 | 10/11/2018 | Claimant(s): Jeffrey Leach Claimant Lawyers(s): David I. Hantman Respondent(s): Morgan Stanley Respondent Lawyers(s): Timothy B. Atkins Arbitrator(s): Will Murphy Hearing Site: Boca Raton, FL | ||
| 18-00262 | 10/09/2018 | Claimant(s): Christopher Faggioni Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Joseph B. Russell Hearing Site: New York, NY | ||
| 18-00769 | 09/28/2018 | Claimant(s): Bradley Thomas, Paul Valtierra Claimant Lawyers(s): Steven J. Berry Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Jeff Abrams Hearing Site: Dallas, TX | ||
| 18-02441 | 09/20/2018 | Claimant(s): Deborah Key Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Craig A. Vollono Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA | ||
| 18-00799 | 09/08/2018 | Claimant(s): David Brown Claimant Lawyers(s): Eric Litow Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Jonathan B. Gilbert Hearing Site: Chicago, IL |