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FINRA Awards for Christopher Pfaff

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0238710/15/2018Claimant(s): Christopher Pfaff
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Ray J. Grzebielski
Hearing Site: Chicago, IL

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