Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00372 | 08/23/2021 | Claimant(s): Joao Lopes Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): Robert L. Chase Hearing Site: Manchester, NH | ||
| 21-01539 | 08/12/2021 | Claimant(s): Gregory Shanaphy Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Gerald M. Levine Hearing Site: New York, NY | ||
| 21-00572 | 08/09/2021 | Claimant(s): Joel Konigsberg Claimant Lawyers(s): David I. Hantman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | ||
| 20-01826 | 08/06/2021 | Claimant(s): Jonathan Hoelscher Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): Harlita R. Tomlinson Hearing Site: Cincinnati, OH | ||
| 21-01239 | 07/30/2021 | Claimant(s): Kalyn Walker, Perry Zeigler Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Erik R. Siering Hearing Site: San Diego, CA | ||
| 21-01341 | 07/22/2021 | Claimant(s): John Morris Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Michael H DuBoff Hearing Site: Jersey City, NJ | ||
| 21-01300 | 07/01/2021 | Claimant(s): Drew Freides Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): George L. Tindall Hearing Site: Los Angeles, CA | ||
| 21-00972 | 06/29/2021 | Claimant(s): Donald Jackson Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Jeffrey R. Jury Hearing Site: Oklahoma City, OK | ||
| 20-02170 | 06/25/2021 | Claimant(s): Gregory Lee Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): Kenneth R. Starr Hearing Site: Raleigh, NC | ||
| 21-00722 | 05/28/2021 | Claimant(s): Brian Blackburn Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): John P. Cullem Hearing Site: Columbia, SC |