| 17-00503 | 02/22/2019 | Claimant(s): Ronald Janicki
Claimant Lawyers(s): Michael A. Nagy
Respondent(s): Robert Weiss, Securities Management & Research.
Respondent Lawyers(s): Peter J. McElligott
Arbitrator(s): Francis A. King
Hearing Site: Pittsburgh, PA
|  | $11,043 |
| 18-00467 | 02/11/2019 | Claimant(s): Renick Brown
Claimant Lawyers(s): Renick Brown
Respondent(s): Nationwide Securities
Respondent Lawyers(s): Ali I. Haque
Arbitrator(s): N. John Marinack, James T. Carney, Mary Kathleen Mackey
Hearing Site: Pittsburgh, PA
| | |
| 18-01473 | 01/24/2019 | Claimant(s): Matthew Brodman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citizens Securities.
Respondent Lawyers(s): Geoffrey W. Millsom
Arbitrator(s): Jim Geiger
Hearing Site: Pittsburgh, PA
| | |
| 18-01326 | 01/08/2019 | Claimant(s): NEXT Financial Group.
Claimant Lawyers(s): Michael A. Rodriguez
Respondent(s): Douglas Simanski
Respondent Lawyers(s): Douglas P. Simanski
Arbitrator(s): Stuart C. Gaul, Arthur Lewis Goldberg, Frank C. Botta
Hearing Site: Pittsburgh, PA
| | |
| 17-00828 | 05/02/2018 | Claimant(s): Eric Korhut
Claimant Lawyers(s): David J Weaver
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Michael J. Meeusen, Justin Henry McCarthy, G. Daniel Carney
Hearing Site: Pittsburgh, PA
| | |
| 16-03692 | 04/10/2018 | Claimant(s): Robert Hill
Claimant Lawyers(s): Adam Weinstein
Respondent(s): Todd Crawford, Capital City Securities
Respondent Lawyers(s): Dennis J. Concilla
Arbitrator(s): Edward Blumstein, John James McGovern, James T. Carney
Hearing Site: Pittsburgh, PA
| | Expungement |
| 17-02577 | 04/02/2018 | Claimant(s): Girish Thakar
Claimant Lawyers(s): Armin Sarabi
Respondent(s): A. G. Edwards & Sons., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Deidre Wolff, Sarah Yates
Arbitrator(s): Michael D. McDowell
Hearing Site: Pittsburgh, PA
| | |
| 17-02346 | 03/01/2018 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill Clarke
Respondent(s): Curtis Pritchard
Respondent Lawyers(s): Curtis J. Pritchard
Arbitrator(s): Richard W. Dissen
Hearing Site: Pittsburgh, PA
| | |
| 16-01860 | 01/16/2018 | Claimant(s): Marita Ashmore, Michael Ashmore
Claimant Lawyers(s): Robert S. Banks
Respondent(s): Eric Willer, Kevin Lane, Michael Conte, Fusion Analytics Securities LLC, Fusion Analytics Investment Partners LLC
Respondent Lawyers(s): John Stewart
Arbitrator(s): Robert J. Scafuri, Peter Glasser, Michael S. Berman
Hearing Site: Pittsburgh, PA
| | $100,000 |
| 16-02183 | 12/27/2017 | Claimant(s): Linda Trautman
Claimant Lawyers(s): Kenneth R. Behrend
Respondent(s): Richard Staszak, Cetera Advisor Networks LLC
Respondent Lawyers(s): James W. Kraus
Arbitrator(s): Carl Hohnbaum, Michael J. Meeusen, Stuart C. Gaul
Hearing Site: Pittsburgh, PA
| | Expungement |
