Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-03244 | 12/29/2016 | Claimant(s): Theodore Pendergrass Claimant Lawyers(s): Krista E. Bolles Respondent(s): Wells Fargo Advisors, David Lucy Respondent Lawyers(s): Sandra D. Grannum Arbitrator(s): Mark H. Stein, Sanford L. Wilk, Roger C. Bird Hearing Site: Philadelphia, PA | ||
| 15-02128 | 11/23/2016 | Claimant(s): Kristin Ng Claimant Lawyers(s): Brittany Weiner Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Sandra D. Grannum Arbitrator(s): Alice E. Winkler Hearing Site: New York, NY | ||
| 13-02964 | 08/03/2016 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Sandra D. Grannum Respondent(s): Robert Loftus Respondent Lawyers(s): James Halter Arbitrator(s): Joan Caridi, Ann C. Northern, Bernard A. Friedman Hearing Site: New York, NY | ||
| 15-00138 | 05/31/2016 | Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Sandra D. Grannum Respondent(s): James Venditti Respondent Lawyers(s): James Frederick Venditti Arbitrator(s): Ann C. Northern Hearing Site: Hartford, CT | ||
| 14-01312 | 08/11/2015 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Sandra D. Grannum Respondent(s): Nick Hsieh Respondent Lawyers(s): Thomas J. McCabe Arbitrator(s): Richard W. Cutler, Michele S. Riley, Mark J. Happe Hearing Site: New York, NY | ||
| 13-03175 | 11/12/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Sandra D. Grannum Respondent(s): Respondent Lawyers(s): Arbitrator(s): Joseph J. Arata Hearing Site: New York, NY | ||
| 12-03881 | 03/18/2014 | Claimant(s): Barton Waxman, Dorothy Waxman Claimant Lawyers(s): Seth Huberman Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Sandra D. Grannum Arbitrator(s): Pamela H. Roderick, Angela Lourdes Ortiz Hearing Site: New York, NY |  | Expungement |
| 12-02131 | 01/28/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Sandra D. Grannum Respondent(s): Kevin Mercer Respondent Lawyers(s): Kevin Mercer Arbitrator(s): Mary Lou McGanney Hearing Site: New York, NY | ||
| 12-00288 | 05/01/2013 | Claimant(s): Robert Fenyk Claimant Lawyers(s): Norman E. Watts Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Sandra D. Grannum Arbitrator(s): Ronald L. Cheney, Susan E. Maloney, Morton S. Bunis Hearing Site: Boston, MA | ||
| 10-01441 | 02/13/2013 | Claimant(s): Joseph Vaccaro Claimant Lawyers(s): Ruthann G. Niosi Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Sandra D. Grannum Arbitrator(s): Sam Antar, Arthur H. Sobel, Lester Scott Garfinkel Hearing Site: New York, NY |