Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-03631 | 11/01/2017 | Claimant(s): Estate of Frances C. Jordan Claimant Lawyers(s): James G. Harralson Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Katherine Schuerman Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA |  | $300 |
| 17-00197 | 06/30/2017 | Claimant(s): David Kaplan, Nedra Kaplan Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Aaron Hattem, Stifel, Nicolaus & Co.., Neil Hattem Respondent Lawyers(s): Julie W. Portera Arbitrator(s): Michael J. Ahlstrom Hearing Site: Birmingham, AL | | $300 |
| 16-02547 | 03/07/2017 | Claimant(s): Dean Williamson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Brandy Pikus Arbitrator(s): Michael J. Ahlstrom Hearing Site: Charlotte, NC | ||
| 16-02249 | 02/23/2017 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jessica G. Klein Respondent(s): Nancy Griffith Respondent Lawyers(s): Nancy Putnam Griffith Arbitrator(s): Michael J. Ahlstrom Hearing Site: Charlotte, NC | ||
| 16-00780 | 01/31/2017 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA, et al. Claimant Lawyers(s): Bruce Lewitas Respondent(s): Kimberly Aylesworth Respondent Lawyers(s): Howard P. Slomka Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 15-02455 | 01/19/2017 | Claimant(s): Estate of Helen M. Sodney Claimant Lawyers(s): Donald H Barton Respondent(s): Robert Roth Respondent Lawyers(s): Justin Joseph D'Elia Arbitrator(s): Michael J. Ahlstrom Hearing Site: Charlotte, NC | | $0 |
| 16-01213 | 11/04/2016 | Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Dominique E. Heller Respondent(s): Jason Davis Respondent Lawyers(s): Jason Blair Davis Arbitrator(s): Michael J. Ahlstrom Hearing Site: Charleston, WV | ||
| 16-01397 | 09/06/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA, et al. Claimant Lawyers(s): Jonathan D. Berg Respondent(s): Dan Moss Respondent Lawyers(s): Dan Moss Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 16-00244 | 07/06/2016 | Claimant(s): Stifel, Nicolaus & Co.. Claimant Lawyers(s): Jeffrey C. Primiano Respondent(s): Arthur King Respondent Lawyers(s): Arthur Kenneth King Arbitrator(s): Michael J. Ahlstrom Hearing Site: Birmingham, AL | ||
| 14-00825 | 01/23/2015 | Claimant(s): William Nepute Claimant Lawyers(s): William R. Nepute Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Anthony I. Valenzuela Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | | $42,344 |