| 13-02842 | 10/28/2014 | Claimant(s): Alaa Elhamrawy
Claimant Lawyers(s): Alaa Elhamrawy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tara A. LaClair
Arbitrator(s): Chesley Oriel, Zenon Charles Tencza, Evalyn Lipton Fishbein
Hearing Site: Boston, MA
|  | $0 |
| 14-01478 | 10/24/2014 | Claimant(s): MSSB FA Notes Holdings LLC, Morgan Stanely Smith Barney LLC
Claimant Lawyers(s): Jonathan Berg
Respondent(s): William Almond
Respondent Lawyers(s): William Walter Almond
Arbitrator(s): John J. Kenny
Hearing Site: Boston, MA
| | |
| 13-03724 | 10/22/2014 | Claimant(s): Morgan Stanley Smith Barney FA Notes, Morgan Stanley Smith Barney
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Richard Vietze
Respondent Lawyers(s): Richard Vietze
Arbitrator(s): James R. Collins
Hearing Site: Boston, MA
| | |
| 13-00051 | 09/05/2014 | Claimant(s): Marilyn McAllister
Claimant Lawyers(s): Kristian P. Kraszewiski
Respondent(s): Joel Blumenschein, Freedom Investors Corp.
Respondent Lawyers(s): Jennifer Woods Burke, Joel Reid Blumenschein
Arbitrator(s): Howard M. Miller
Hearing Site: Boston, MA
| | Expungement |
| 12-04064 | 08/28/2014 | Claimant(s): Cabot North Orange 17
Claimant Lawyers(s): Howard Smolar
Respondent(s): Michael Burwick, Steven L. Falk & Associates Inc.
Respondent Lawyers(s): Steven L. Falk, Thomas G. Nicholson
Arbitrator(s): Ronald L. Cheney, Sandor I. Rabkin, David J. Kaufman
Hearing Site: Boston, MA
| | Expungement |
| 12-02619 | 08/22/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): James Dowd
Respondent Lawyers(s): David A. Conti
Arbitrator(s): Kelly M. Lonergan, Michael L. Letendre, James R. Collins
Hearing Site: Boston, MA
| | |
| 12-01517 | 08/19/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jennifer R. O'Shea
Respondent(s): James Konaxis
Respondent Lawyers(s): James John Konaxis
Arbitrator(s): Richard J. Grahn
Hearing Site: Boston, MA
| | |
| 13-02324 | 08/13/2014 | Claimant(s): East Boston Central Catholic School
Claimant Lawyers(s): David A. Conti
Respondent(s): Detwiler Fenton & Co., Detwiler Fenton Wealth Management Inc
Respondent Lawyers(s): Michael C. Moran
Arbitrator(s): John B. Kinsellagh
Hearing Site: Boston, MA
| | Expungement |
| 13-01248 | 08/08/2014 | Claimant(s): Nicholas Maloof
Claimant Lawyers(s): Matthew J. Tuttle
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): David Ellis, Sandor I. Rabkin, John Francis Markuns
Hearing Site: Boston, MA
| | Expungement |
| 12-01966 | 07/25/2014 | Claimant(s): Wayne Johnson
Claimant Lawyers(s): Philip A. Tracy
Respondent(s): Daniel Joyce, Robert Morey, Vernon Gibson, Moors & Cabot.
Respondent Lawyers(s): David L. Ward
Arbitrator(s): John B. Kinsellagh, Michael L. Letendre, John J. Kenny
Hearing Site: Boston, MA
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