Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-00294 | 12/18/2018 | Claimant(s): Kent Pearce Claimant Lawyers(s): Armin Sarabi Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): James A. Hayes Hearing Site: Baltimore, MD | ||
| 18-00616 | 11/15/2018 | Claimant(s): David Stack Claimant Lawyers(s): Sarah Sawyer Respondent(s): Morgan Stanley Respondent Lawyers(s): Andrew Gelfand Arbitrator(s): Jane Tam Hearing Site: Baltimore, MD | ||
| 18-00614 | 11/07/2018 | Claimant(s): David Stack Claimant Lawyers(s): Sarah Sawyer Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): Janet Thomas Johnson Hearing Site: Baltimore, MD | ||
| 18-01812 | 09/21/2018 | Claimant(s): Amy Tartikoff Gitelman Claimant Lawyers(s): Amy Tartikoff Gitelman Respondent(s): Morgan Stanley, Mary Boyle Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): David L. Ruderman Hearing Site: Baltimore, MD |  | $213 |
| 18-00632 | 08/24/2018 | Claimant(s): Curtis Frazee Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Prudential Equity Group Respondent Lawyers(s): Alan S. Brodherson Arbitrator(s): Richard E. Lauziere Hearing Site: Baltimore, MD | ||
| 18-00952 | 08/16/2018 | Claimant(s): Ganpu Ying Claimant Lawyers(s): Ganpu Ying Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Noah D. Sorkin Arbitrator(s): Brenda J. Stovall Hearing Site: Baltimore, MD | | $0 |
| 17-00724 | 07/23/2018 | Claimant(s): Charles Laubach Claimant Lawyers(s): Thomas C. Costello Respondent(s): Stephanie Elliott, Talbot Albert, Chapin Davis. Respondent Lawyers(s): Priscilla A. Donovan Arbitrator(s): David L. Ruderman, John Leslie Coker, Debra Robina Curtis-Petties Hearing Site: Baltimore, MD | ||
| 17-01493 | 05/31/2018 | Claimant(s): Stephen Owen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre C. Wolff Arbitrator(s): Joseph J. Dougherty Hearing Site: Baltimore, MD | ||
| 17-03122 | 05/14/2018 | Claimant(s): James Biggar, Thomas Graham Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): AXA Advisors Respondent Lawyers(s): Hector D. Geribon Arbitrator(s): Steven Irving Platt Hearing Site: Baltimore, MD | ||
| 17-01896 | 05/14/2018 | Claimant(s): Estate of Wallace Hubbert Claimant Lawyers(s): Jeffrey S. Cianciulli Respondent(s): UBS Financial Services Inc., Mark Namvary, Peter Bradford, Peter Foote Respondent Lawyers(s): Brian J. Ellis, Peter John Bradford Arbitrator(s): Thomas J. Dolina Hearing Site: Baltimore, MD | | Expungement |