FINRA Awards for Baltimore, MD

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 81-90 out of 240 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-01812	09/21/2018	Claimant(s): Amy Tartikoff Gitelman Claimant Lawyers(s): Amy Tartikoff Gitelman Respondent(s): Morgan Stanley, Mary Boyle Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): David L. Ruderman Hearing Site: Baltimore, MD		$213
18-00632	08/24/2018	Claimant(s): Curtis Frazee Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Prudential Equity Group Respondent Lawyers(s): Alan S. Brodherson Arbitrator(s): Richard E. Lauziere Hearing Site: Baltimore, MD
18-00952	08/16/2018	Claimant(s): Ganpu Ying Claimant Lawyers(s): Ganpu Ying Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Noah D. Sorkin Arbitrator(s): Brenda J. Stovall Hearing Site: Baltimore, MD		$0
17-00724	07/23/2018	Claimant(s): Charles Laubach Claimant Lawyers(s): Thomas C. Costello Respondent(s): Stephanie Elliott, Talbot Albert, Chapin Davis. Respondent Lawyers(s): Priscilla A. Donovan Arbitrator(s): David L. Ruderman, John Leslie Coker, Debra Robina Curtis-Petties Hearing Site: Baltimore, MD
17-01493	05/31/2018	Claimant(s): Stephen Owen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre C. Wolff Arbitrator(s): Joseph J. Dougherty Hearing Site: Baltimore, MD
17-03122	05/14/2018	Claimant(s): James Biggar, Thomas Graham Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): AXA Advisors Respondent Lawyers(s): Hector D. Geribon Arbitrator(s): Steven Irving Platt Hearing Site: Baltimore, MD
17-01896	05/14/2018	Claimant(s): Estate of Wallace Hubbert Claimant Lawyers(s): Jeffrey S. Cianciulli Respondent(s): UBS Financial Services Inc., Mark Namvary, Peter Bradford, Peter Foote Respondent Lawyers(s): Brian J. Ellis, Peter John Bradford Arbitrator(s): Thomas J. Dolina Hearing Site: Baltimore, MD		Expungement
17-03185	05/02/2018	Claimant(s): Shaun Rashid Claimant Lawyers(s): Daniel McCartin Respondent(s): Morgan Stanley, Reza Niazi-Sai Respondent Lawyers(s): Joseph A. Sack Arbitrator(s): Alan S. Carmel, Ellen F. Kandell, James Drew Butler Hearing Site: Baltimore, MD		Expungement
17-01414	04/13/2018	Claimant(s): Estate Of Addie Belle Jones Claimant Lawyers(s): Norman B. Arnoff Respondent(s): Lawrence Mieras, American Portfolios Advisors., American Portfolios Financial Services Respondent Lawyers(s): Mitchell H. Cobert Arbitrator(s): Laura A. Kaster, Lionel E Pashkoff, James Ray Eyler Hearing Site: Baltimore, MD		$0
17-00219	04/03/2018	Claimant(s): Brandon Oliver Claimant Lawyers(s): Timothy C. Lynch Respondent(s): Morgan Stanley Respondent Lawyers(s): Abigail Elrod Arbitrator(s): Jim Geiger, Timothy J. Wright, Ellen F. Kandell Hearing Site: Baltimore, MD		Expungement