Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-02449 | 05/04/2022 | Claimant(s): G. Keever Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle B. Mayfield Arbitrator(s): Robert E. Anderson Hearing Site: Wilmington, DE | ||
| 21-01939 | 03/02/2022 | Claimant(s): James Ramsey Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): Prudential Equity Group, Morgan Stanley DW Inc. Respondent Lawyers(s): Gina Shlaferman, Jennifer E. Novoselsky Arbitrator(s): Geoffrey A. Drucker Hearing Site: Richmond, VA | ||
| 21-02059 | 01/31/2022 | Claimant(s): Michael Hatch Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA | ||
| 20-03085 | 11/12/2021 | Claimant(s): Samuel Izaguirre Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC, Chase Investment Services Corp. Respondent Lawyers(s): Michael A. Gross, Sara B. Davis Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL | ||
| 21-00170 | 09/17/2021 | Claimant(s): Lisa Kulhavi Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Karl A. Vogeler Hearing Site: Tampa, FL | ||
| 19-02669 | 08/19/2021 | Claimant(s): Edward Taylor Claimant Lawyers(s): Jay W. Waldman Respondent(s): Santander Securities LLC Respondent Lawyers(s): N. Nancy Ghabai Arbitrator(s): Diane Ciccone, John T. Hausladen, Joseph J. Dougherty Hearing Site: Philadelphia, PA | ||
| 20-00132 | 06/11/2021 | Claimant(s): Angela Cameron Claimant Lawyers(s): Heather G. Anderson Respondent(s): LPL Financial LLC, Hassan Fawaz Respondent Lawyers(s): Eleonora Yonge, N. Nancy Ghabai Arbitrator(s): Karl A. Vogeler Hearing Site: Nashville, TN |  | Expungement |
| 20-04181 | 06/02/2021 | Claimant(s): William Williamson Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC, Santander Securities LLC Respondent Lawyers(s): Daniel LaPenta, Sara B. Davis Arbitrator(s): Michael H DuBoff Hearing Site: Jersey City, NJ | ||
| 20-03145 | 03/31/2021 | Claimant(s): Lee Goodin Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): John P. Cullem Hearing Site: Columbia, SC | ||
| 20-02848 | 03/16/2021 | Claimant(s): Vera Daikovich Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Joseph C. Watson Hearing Site: Los Angeles, CA |