Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-03096 | 02/19/2016 | Claimant(s): Michael Brown Claimant Lawyers(s): Michael Owen Brown Respondent(s): Chhaganbhai Patel, Jashuben Patel Respondent Lawyers(s): Charles C. Mihalek Arbitrator(s): Randall S. Strause Hearing Site: Louisville, KY | Expungement | |
| 14-02703 | 08/04/2015 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp Claimant Lawyers(s): Laurie A. Perez Respondent(s): Canela Greenwood Respondent Lawyers(s): Canela N. Greenwood Arbitrator(s): Bill Swinford Hearing Site: Louisville, KY | ||
| 14-03544 | 08/04/2015 | Claimant(s): Vaughan Scott Claimant Lawyers(s): William W. Allen Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Tim V. Young Hearing Site: Louisville, KY | ||
| 14-02112 | 06/25/2015 | Claimant(s): Waddell & Reed Claimant Lawyers(s): Carol Li Respondent(s): David Pennington Respondent Lawyers(s): David Steele Pennington Arbitrator(s): Jeffrey M. Bain Hearing Site: Louisville, KY | ||
| 14-01416 | 06/01/2015 | Claimant(s): Robert Armstrong Claimant Lawyers(s): William W. Allen Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Tracey Salmon-Smith Arbitrator(s): D. Bruce Shine Hearing Site: Louisville, KY | ||
| 14-03353 | 06/01/2015 | Claimant(s): Ruth Thompson Claimant Lawyers(s): Jay D. McShurley Respondent(s): Bobbie Hahn, Edward Jones Respondent Lawyers(s): Joseph K. Donovan Arbitrator(s): D. Bruce Shine Hearing Site: Louisville, KY |  | Dismissed by Rule 12206 |
| 14-00744 | 02/13/2015 | Claimant(s): Julie Farkas Claimant Lawyers(s): Julie B. Farkas Respondent(s): Amy Brannen, Wells Fargo Advisors, Jennifer Reigle, John Gardner, Michael Brannen, Sheila Kerr Respondent Lawyers(s): William W. Allen Arbitrator(s): Allan Weiss, Jan M. West, James Douglas Wilbanks Hearing Site: Louisville, KY | ||
| 13-01667 | 02/10/2015 | Claimant(s): John Frencl Claimant Lawyers(s): Joseph Fogel Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Lisa Shusterman, Coleman Robert Perry, Billy G. Hopkins Hearing Site: Louisville, KY | | Expungement |
| 14-02216 | 01/12/2015 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael D. Lee Respondent(s): John Clancy Respondent Lawyers(s): John Francis Clancy Arbitrator(s): Randall S. Strause Hearing Site: Louisville, KY | ||
| 12-01795 | 11/14/2014 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Ernest W. Irons Respondent(s): Respondent Lawyers(s): Arbitrator(s): Jane D. Lollis, Joseph Patrick Cottingham, Edward John O'Brien Hearing Site: Louisville, KY |