| 12-03321 | 04/21/2014 | Claimant(s): Awilda Martinez
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Puerto Rico
Respondent Lawyers(s): Nannette Berrios-Haddock, Roberto C. Quinones-Rivera
Arbitrator(s): Stuart K. Furman
Hearing Site: San Juan, PR
|  | Expungement |
| 11-03450 | 04/17/2014 | Claimant(s): Louis Wolfson
Claimant Lawyers(s): Louis Wolfson
Respondent(s): Carmen Rodriguez Acevedo, Eduardo Pou Monagas, Marivelisse Diaz, Roberto Feria Cestero, Popular Securities., Santander Securities Corp.
Respondent Lawyers(s): A. Patricia Morales Christiansen, Alan M. Wolper
Arbitrator(s): Steven Gerard Goerke, Michael Lau, Fredrick T.W. Reed
Hearing Site: San Juan, PR
| | $0 |
| 12-04356 | 04/14/2014 | Claimant(s): David Lugo
Claimant Lawyers(s): Roberto C. Quinones-Rivera
Respondent(s): UBS Financial Services Inc., UBS Financial Services of PR
Respondent Lawyers(s): Dan Rosenbaum
Arbitrator(s): Martin A. Feigenbaum, Gerald Silverman, Michael E. Pearson
Hearing Site: San Juan, PR
| | |
| 11-04390 | 02/26/2014 | Claimant(s): Ada Robles-Davila, Jose Sanchez-Velez
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): Ruben Rodriguez, Oriental Financial Services Corp.
Respondent Lawyers(s): Alfredo Fernandez Martinez, Ruben Rodriguez-Dominguez
Arbitrator(s): Nancy J. Cliff, Bernard A. Becker, Luz Ivette Rivera
Hearing Site: San Juan, PR
| | Expungement |
| 11-00824 | 02/13/2014 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): James J. McNamara
Respondent(s): Winston De Feria
Respondent Lawyers(s): Winston H. De Feria
Arbitrator(s): Gerald Silverman
Hearing Site: San Juan, PR
| | |
| 11-03843 | 02/11/2014 | Claimant(s): Alejandro Quilez Bonelli
Claimant Lawyers(s): Carlos R. Iguina-Oharriz
Respondent(s): Andres Lewowicz, Hector Gonzalez, Hector Rosario, Jose Casellas, Juan Herrans, Merrill Lynch Pierce Fenner & Smith Inc., Ricardo Vazquez, Richard Reiss
Respondent Lawyers(s): Edward J. Heffernan
Arbitrator(s): Steven N. Ainbinder, Daniel P. Lund, Robert J. Bender
Hearing Site: San Juan, PR
| | |
| 12-01223 | 02/03/2014 | Claimant(s): Sylviano Lopez Rivera
Claimant Lawyers(s): Scott L. Silver
Respondent(s): UBS Financial Services Inc., UBS Financial Services of Puerto Rico
Respondent Lawyers(s): Roberto C. Quinones-Rivera
Arbitrator(s): Nancy J. Cliff, Todd M. Saunders, Louis David Huss
Hearing Site: San Juan, PR
| | Expungement |
| 12-03042 | 01/30/2014 | Claimant(s): Joaquin Monserrate-Matienzo, Roxana Matienzo-Carrion
Claimant Lawyers(s): David R. Chase
Respondent(s): Popular Securities.
Respondent Lawyers(s): Nathan W. Lamb
Arbitrator(s): Steven Gerard Goerke, Michael Lau, Raymond W. Snow
Hearing Site: San Juan, PR
| | $0 |
| 11-01843 | 11/11/2013 | Claimant(s): Wilfredo Ortiz Aponte
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): RD Capital Group.
Respondent Lawyers(s): James J. Moylan
Arbitrator(s): Robert S. Natiss, Daniel P. Lund, Guillermo A. Gleizer
Hearing Site: San Juan, PR
| | |
| 11-02104 | 10/08/2013 | Claimant(s): Laylianny and Juan Daniel Otero-Ortiz Tr
Claimant Lawyers(s): Alfredo Castellanos
Respondent(s): Nilsa Ortiz-Alvarado, PFS Investments Inc.
Respondent Lawyers(s): Alfredo Castellanos, Brett A. Rogers
Arbitrator(s): Bernard A. Becker, S. William Gersten, Richard J. Kaplan
Hearing Site: San Juan, PR
| | $0 |
