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FINRA Awards for Sylviano Lopez Rivera

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0122302/03/2014Claimant(s): Sylviano Lopez Rivera
Claimant Lawyers(s): Scott L. Silver
Respondent(s): UBS Financial Services Inc., UBS Financial Services of Puerto Rico
Respondent Lawyers(s): Roberto C. Quinones-Rivera
Arbitrator(s): Nancy J. Cliff, Todd M. Saunders, Louis David Huss
Hearing Site: San Juan, PR
Checkmark IconExpungement

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