| 18-01389 | 05/09/2019 | Claimant(s): Mary Lott
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Allan R. Lazor
Hearing Site: New Orleans, LA
|  | $0 |
| 17-03339 | 01/15/2019 | Claimant(s): Cathy Carter
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Brian J. Palmeri
Arbitrator(s): Ronald L. Cheney, Steven T. Stern, William Norton
Hearing Site: Manchester, NH
| | $2,630,140 |
| 18-04164 | 01/15/2019 | Claimant(s): Cathy Carter
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Gary Basralian
Respondent Lawyers(s): Gary John Basralian
Arbitrator(s): Steven T. Stern
Hearing Site: Manchester, NH
| | $2,613,660 |
| 17-01680 | 09/20/2018 | Claimant(s): Diana Needham
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Geoffrey Frazier, Timothy Lyle
Respondent Lawyers(s): Brian A. Carlis, Debra A. Jenks
Arbitrator(s): Leonard E. Benade, Muriel Desloovere, Michael J. Pasquale
Hearing Site: Raleigh, NC
| | Expungement |
| 15-03159 | 10/06/2017 | Claimant(s): Janet Demarcke
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Phillip Multop
Respondent Lawyers(s): Shannon L. McDougald
Arbitrator(s): Robert M. Stein, John J. Fitzpatrick, Ian Stephen Birk
Hearing Site: Seattle, WA
| | Expungement |
| 16-00570 | 05/11/2017 | Claimant(s): Paul Brown
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jennifer R. Willey
Arbitrator(s): Joseph C. Roberts, Clydia Jean Cuykendall, Kenneth James Pedersen
Hearing Site: Seattle, WA
| | Expungement |
| 16-00395 | 04/20/2017 | Claimant(s): Harry Beres
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Wilbanks Securities.
Respondent Lawyers(s): Aaron B. Wilbanks
Arbitrator(s): Richard Djokic, Rey Hernandez Julian, Rebecca Sone O'Rourke
Hearing Site: Denver, CO
| | $130,789 |
| 16-00226 | 04/13/2017 | Claimant(s): Grace Huitt
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Wilbanks Securities.
Respondent Lawyers(s): Aaron B. Wilbanks
Arbitrator(s): George J. Karlsven, Richard Djokic, Knute Arthur Rife
Hearing Site: Salt Lake City, UT
| | $1,073,440 |
| 16-00276 | 01/30/2017 | Claimant(s): James Hoffman
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Saimir Collaku
Respondent Lawyers(s): Saimir Collaku
Arbitrator(s): Karimu F. Hill-Harvey
Hearing Site: Newark, NJ
| | $98,155 |
| 16-00021 | 11/28/2016 | Claimant(s): Linda Anthony
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): MML Investors Services, Voya Financial Advisors.
Respondent Lawyers(s): Bryce Benson, William P. Thornton
Arbitrator(s): Dale C. Putman, Susan A. Berson, Joseph Neal Richardson
Hearing Site: Wichita, KS
| | Expungement |
