Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-01707 | 12/10/2020 | Claimant(s): Karen Grant Claimant Lawyers(s): Karen Grant Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Noah D. Sorkin Arbitrator(s): David Paul Clark, Lisa Blunk Johnson, Peter Matthew Clyne Hearing Site: Washington, DC |  | $0 |
| 20-00846 | 12/02/2020 | Claimant(s): Sharon Meyer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Kelli J. Jareaux Hearing Site: Washington, DC | ||
| 20-00612 | 11/06/2020 | Claimant(s): Adam Rorrer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Joseph A. Sack Arbitrator(s): Patricia H. Latham Hearing Site: Washington, DC | ||
| 18-03215 | 10/08/2020 | Claimant(s): Susan Packard Claimant Lawyers(s): Russell D. Duncan Respondent(s): Morgan Stanley Respondent Lawyers(s): Ira G. Rothenstein Arbitrator(s): Kathryn Ellen McDonnell, Shelley Simons Korch, Bruce Michael Bettigole Hearing Site: Washington, DC | ||
| 20-01216 | 09/28/2020 | Claimant(s): William McAndrew Claimant Lawyers(s): William H. McAndrew Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Richard P. Regan Hearing Site: Washington, DC | | $213 |
| 20-00725 | 09/21/2020 | Claimant(s): John Girouard Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Richard Kuhlman Arbitrator(s): Patricia H. Latham Hearing Site: Washington, DC | ||
| 20-00073 | 09/08/2020 | Claimant(s): Nicholas Onder Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Edward Jones Respondent Lawyers(s): Darren K. Goodman Arbitrator(s): Tina E. Patterson Hearing Site: Washington, DC | ||
| 20-00117 | 08/28/2020 | Claimant(s): Phylyp Wagner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): H. Beck. Respondent Lawyers(s): Lydia Zaidman Arbitrator(s): Mary E. Woytek Hearing Site: Washington, DC | ||
| 20-00241 | 08/03/2020 | Claimant(s): Edwin Lee Claimant Lawyers(s): Edwin Lee Respondent(s): Motif Investing. Respondent Lawyers(s): Robert Salvador Arbitrator(s): Janet Thomas Johnson Hearing Site: Washington, DC | | $38 |
| 19-03708 | 07/31/2020 | Claimant(s): Carolyn DiPrinzio Claimant Lawyers(s): Dochtor Kennedy Respondent(s): BI Investments Respondent Lawyers(s): Gregg Breitbart Arbitrator(s): Jane C. Carney Hearing Site: Washington, DC |