13-01000 | 03/04/2016 | Claimant(s): David Wender, Sam Owen, David F. Wender, M.D. IRA, Sam Bryan Owen, SEP IRA, Newborn Assoc. PA Salary Savings Plan Claimant Lawyers(s): Frank Kim Breese, Joseph C. Peiffer, Judson M. Lee Respondent(s): Fred Brister, Morgan Stanley Respondent Lawyers(s): Joseph C. Coates Arbitrator(s): John C. Burch, Mark A. Myers, James L. Warren Hearing Site: Jackson, MS
| | Expungement |
14-00439 | 02/08/2016 | Claimant(s): Richard Kingery Claimant Lawyers(s): William B. Young Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Deirdre C. Wolff Arbitrator(s): Mark A. Myers, Stephen B. Agricola, James L. Warren Hearing Site: Birmingham, AL
| | Expungement |
12-02257 | 07/24/2015 | Claimant(s): Barbara Carter Summers, Jeff Summers, M.D., Lon Lutz, Michael Winkelmann, Rahul Vohra, M.D. & Sherry Vohra, Joint Claimant Lawyers(s): Frank "Kim" Breese, Joseph C. Peiffer, Judson M. Lee Respondent(s): Fred Brister III, Morgan Stanley, Morgan Stanley & Co. Respondent Lawyers(s): Joseph C. Coates Arbitrator(s): Mark A. Myers, John Paul Lusk, Susan G. Pinkston Hearing Site: Jackson, MS
| | $2,382,850 |
14-03821 | 06/25/2015 | Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Dominique E. Heller Respondent(s): Woodley Bagwell Respondent Lawyers(s): Woodley H. Bagwell Arbitrator(s): Mark A. Myers Hearing Site: Birmingham, AL
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14-01963 | 03/31/2015 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Ernest W. Irons Respondent(s): Fred Brown Respondent Lawyers(s): Fred Ronald Brown Arbitrator(s): Mark A. Myers Hearing Site: Birmingham, AL
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14-00107 | 06/20/2014 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward Walton Respondent(s): John Cox Respondent Lawyers(s): John Cox Arbitrator(s): Mark A. Myers Hearing Site: Oklahoma City, OK
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11-04211 | 05/12/2014 | Claimant(s): Carlos Capacete Claimant Lawyers(s): Judith Berkan Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Carlos Bobonis Gonzalez Arbitrator(s): Martin A. Feigenbaum, Todd M. Saunders, Mark A. Myers Hearing Site: San Juan, PR
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12-02829 | 08/05/2013 | Claimant(s): John Morrow Claimant Lawyers(s): John C. Morrow Respondent(s): Terry Jones, Edward Jones Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Richard G. Isaac, Mark A. Myers, Douglas E. Miller Hearing Site: Jackson, MS
| | $0 |
12-00705 | 03/14/2013 | Claimant(s): Morgan Stanley, Morgan Stanley & Co. Claimant Lawyers(s): Jonathan Berg, Esq. Respondent(s): Michael Highfill Respondent Lawyers(s): Lance Arney Arbitrator(s): Mark A. Myers, James Kee Irvin, Richard J. Clement Hearing Site: Jackson, MS
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12-02716 | 01/22/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Matthew B. Henneman Respondent(s): Robert Thompson Respondent Lawyers(s): Robert Sidney Thompson Arbitrator(s): Mark A. Myers Hearing Site: Birmingham, AL
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