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FINRA Awards for Mark A. Myers

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Displaying 21-30 out of 62 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0100003/04/2016Claimant(s): David Wender, Sam Owen, David F. Wender, M.D. IRA, Sam Bryan Owen, SEP IRA, Newborn Assoc. PA Salary Savings Plan
Claimant Lawyers(s): Frank Kim Breese, Joseph C. Peiffer, Judson M. Lee
Respondent(s): Fred Brister, Morgan Stanley
Respondent Lawyers(s): Joseph C. Coates
Arbitrator(s): John C. Burch, Mark A. Myers, James L. Warren
Hearing Site: Jackson, MS
Checkmark IconExpungement
14-0043902/08/2016Claimant(s): Richard Kingery
Claimant Lawyers(s): William B. Young
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre C. Wolff
Arbitrator(s): Mark A. Myers, Stephen B. Agricola, James L. Warren
Hearing Site: Birmingham, AL
Checkmark IconExpungement
12-0225707/24/2015Claimant(s): Barbara Carter Summers, Jeff Summers, M.D., Lon Lutz, Michael Winkelmann, Rahul Vohra, M.D. & Sherry Vohra, Joint
Claimant Lawyers(s): Frank "Kim" Breese, Joseph C. Peiffer, Judson M. Lee
Respondent(s): Fred Brister III, Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): Joseph C. Coates
Arbitrator(s): Mark A. Myers, John Paul Lusk, Susan G. Pinkston
Hearing Site: Jackson, MS
Checkmark Icon$2,382,850
14-0382106/25/2015Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Dominique E. Heller
Respondent(s): Woodley Bagwell
Respondent Lawyers(s): Woodley H. Bagwell
Arbitrator(s): Mark A. Myers
Hearing Site: Birmingham, AL
14-0196303/31/2015Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Ernest W. Irons
Respondent(s): Fred Brown
Respondent Lawyers(s): Fred Ronald Brown
Arbitrator(s): Mark A. Myers
Hearing Site: Birmingham, AL
14-0010706/20/2014Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): John Cox
Respondent Lawyers(s): John Cox
Arbitrator(s): Mark A. Myers
Hearing Site: Oklahoma City, OK
11-0421105/12/2014Claimant(s): Carlos Capacete
Claimant Lawyers(s): Judith Berkan
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Carlos Bobonis Gonzalez
Arbitrator(s): Martin A. Feigenbaum, Todd M. Saunders, Mark A. Myers
Hearing Site: San Juan, PR
12-0282908/05/2013Claimant(s): John Morrow
Claimant Lawyers(s): John C. Morrow
Respondent(s): Terry Jones, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Richard G. Isaac, Mark A. Myers, Douglas E. Miller
Hearing Site: Jackson, MS
Checkmark Icon$0
12-0070503/14/2013Claimant(s): Morgan Stanley, Morgan Stanley & Co.
Claimant Lawyers(s): Jonathan Berg, Esq.
Respondent(s): Michael Highfill
Respondent Lawyers(s): Lance Arney
Arbitrator(s): Mark A. Myers, James Kee Irvin, Richard J. Clement
Hearing Site: Jackson, MS
12-0271601/22/2013Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Matthew B. Henneman
Respondent(s): Robert Thompson
Respondent Lawyers(s): Robert Sidney Thompson
Arbitrator(s): Mark A. Myers
Hearing Site: Birmingham, AL

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