10-01983 | 07/15/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Gregg W. Marsano Respondent(s): Respondent Lawyers(s): Arbitrator(s): George A. Sellnau Hearing Site: Dallas, TX
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09-02178 | 07/14/2011 | Claimant(s): Patrick Zilkha Claimant Lawyers(s): Paul A. Lanni Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Steven Labanca, Ted Candella Respondent Lawyers(s): Dominick F. Evangelista Arbitrator(s): Richard S. Peskin, Raymond Nardo, George E. Berkeley Hearing Site: New York, NY
| | Expungement |
11-00109 | 07/12/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance Claimant Lawyers(s): Kate S. Arduini Respondent(s): Kristi Lenderman Respondent Lawyers(s): Kristi Ann Lenderman Arbitrator(s): R. Phillip Reed Hearing Site: Denver, CO
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10-01484 | 07/07/2011 | Claimant(s): O. Robert Marino & Linda Marino Claimant Lawyers(s): Henry I. Pass Respondent(s): Klaus Miller, Banc of America Securities LLC, Merrill Lynch Pierce Fenner & Smith Inc., The Hoey Group Respondent Lawyers(s): Joshua D. Jones Arbitrator(s): Rafael A. Porrata-Doria, John J. Jordan, Howard B. Scherer Hearing Site: Philadelphia, PA
| | Expungement |
09-06757 | 07/06/2011 | Claimant(s): Stephen Miller and Dawn Miller Claimant Lawyers(s): Jeffrey Erez Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jonathan C. Schwartz Arbitrator(s): Joel Margolies, Jeffrey R. Roth, Theodore Israel Herold Hearing Site: Miami, FL
| | Expungement |
09-06118 | 07/05/2011 | Claimant(s): Diane LeBoeuf Claimant Lawyers(s): Fred S. Clark Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Philip Weber Respondent Lawyers(s): David E. Bamberger Arbitrator(s): Gerard S. Marsan Hearing Site: Providence, RI
| | Stipulated Award and Expungement |
10-01546 | 07/05/2011 | Claimant(s): Susan Inbar-Grecco, Susan Inbar-Grecco Trust dtd 9/13/1989 Claimant Lawyers(s): Jared R. B. Hutton Respondent(s): Jose Lamas, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kenneth C. Mennemeier Arbitrator(s): Michael R. Mitchell, Joyce L. Hurley, Marvin B. Karelitz Hearing Site: Los Angeles, CA
| | $0 |
09-06014 | 06/29/2011 | Claimant(s): Anthony Balzebre, Dorothy Balzebre, Balzebre Alpha LP Claimant Lawyers(s): Jeffrey B. Kaplan Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jason S. Haselkorn Arbitrator(s): Bernard A. Becker, John J. Hearn, Richard K. Hrebik Hearing Site: Miami, FL
| | Expungement |
09-03299 | 06/29/2011 | Claimant(s): Joel LeVahn, Jolene LeVahn Claimant Lawyers(s): Lisa M. Lamm Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Peter Eckerline Respondent Lawyers(s): Jaime H. Scivley Arbitrator(s): Roger D. Johnson, Joan L. Volz, Leo G. Stern Hearing Site: Minneapolis, MN
| | $0 |
10-00520 | 06/28/2011 | Claimant(s): Alan Mendelson and Peggy Mendelson Claimant Lawyers(s): Ian E. Bjorkman Respondent(s): Geoffrey Gregory, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Todd H. Cox Arbitrator(s): Francis J. Pavetti, Marissa A. Santangelo, Houston Putnam Lowry Hearing Site: Hartford, CT
| | Expungement |