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FINRA Awards for E*Trade Securities LLC

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Displaying 101-110 out of 278 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0251807/28/2015Claimant(s): Dina Eldin, Munif Farhan
Claimant Lawyers(s): Dina Eldin
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Jeffrey R. Jury
Hearing Site: Houston, TX
Checkmark Icon$9,233
14-0287407/28/2015Claimant(s): Mehmet Erkul
Claimant Lawyers(s): Mehmet Ercan Erkul
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Elliot Berman, Ronald F. Rosner, Louis P. Wagman
Hearing Site: New York, NY
Checkmark Icon$0
13-0020306/19/2015Claimant(s): Eloise Clawson
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Felde Hoffman
Arbitrator(s): Chesley Oriel, John B. Kinsellagh, Gene M. Bauer
Hearing Site: Boston, MA
Checkmark Icon$0
14-0349606/12/2015Claimant(s): Darryl Moskowitz
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): E*Trade Securities LLC, E*Trade Clearing LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Gregory G. Gocek
Hearing Site: Chicago, IL
Checkmark Icon$300
14-0387606/11/2015Claimant(s): Chad Waterhouse
Claimant Lawyers(s): Jeffrey Steinbrecher
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): William M. Getzoff
Hearing Site: Chicago, IL
Checkmark Icon$0
14-0119206/05/2015Claimant(s): Andrew Schmoyer, Daniel David, Darrin Boorse, Dawn Southern, Janine Paillard, Jerry Southern, John David, Olivia Flemming, Zou Soueidan
Claimant Lawyers(s): Michael Hill
Respondent(s): E*Trade Securities LLC, E*trade Clearing LLC
Respondent Lawyers(s): Burton Wiand
Arbitrator(s): Ellen J. Abrams, Robert G. Geeseman, Milton Thurm
Hearing Site: Boca Raton, FL
Checkmark Icon$0
14-0361706/03/2015Claimant(s): Timothy McDonough
Claimant Lawyers(s): Jeffrey Steinbrecher
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): John J. Flynn
Hearing Site: Honolulu, HI
Checkmark Icon$88
14-0364005/06/2015Claimant(s): Neil Harris
Claimant Lawyers(s): Neil E Harris
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Jonathan Holman Hathaway
Hearing Site: San Francisco, CA
Checkmark Icon$213
14-0018004/21/2015Claimant(s): Paul Holland
Claimant Lawyers(s): Paul A. Holland
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Bill Swinford
Hearing Site: Cincinnati, OH
Checkmark Icon$0
14-0027404/17/2015Claimant(s): David Lessing
Claimant Lawyers(s): David A. Lessing
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Mauricio Arcadier
Hearing Site: Orlando, FL
Checkmark Icon$38

278 Results

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