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FINRA Awards for Michael R. Greco

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Displaying 11-20 out of 31 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0254001/02/2020Claimant(s): Alex Wilson, Bryan Clapham, James Goggins, Jason Proctor, Jennifer Meyer, Michael Andrews
Claimant Lawyers(s): Jonah A Toleno
Respondent(s): USAAFinancial Advisors.
Respondent Lawyers(s): Michael R. Greco
Arbitrator(s): Deanna J. Johnson, Randall B Christison, Blake Dean Baxter
Hearing Site: San Diego, CA
18-0233312/09/2019Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Beau Pollard, Jason Baer
Respondent Lawyers(s): Clinton W. Marrs
Arbitrator(s): Michael S. Matek, Ilene T. Gormly, Margaret Ann Barrington
Hearing Site: Denver, CO
17-0212612/04/2019Claimant(s): Jonathan Lennox
Claimant Lawyers(s): Wilmer D. Masterson
Respondent(s): USAA Financial Advisors.
Respondent Lawyers(s): Michael R. Greco
Arbitrator(s): Robert L. Yeager, Larry Adair, Donna Jean Tyus
Hearing Site: Dallas, TX
19-0061607/29/2019Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Gregory Jones, J.P. Morgan Securities
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): William L. Cravens, Douglas Wade Carvell, Jared Febbroriello
Hearing Site: Dallas, TX
17-0327907/01/2019Claimant(s): Christopher Johnson, Lee Przybyla
Claimant Lawyers(s): Jonah Toleno
Respondent(s): USAA Financial Advisors.
Respondent Lawyers(s): Michael R. Greco
Arbitrator(s): R Lee Britton, Irving Sylvester Moses, Stephanie E. Simmons
Hearing Site: Houston, TX
16-0367912/12/2018Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Jeffrey Wegner
Respondent Lawyers(s): Clinton W. Marrs
Arbitrator(s): Joseph I. Goldstein, Cindy L. Anderson, Elwood Henry Weilage
Hearing Site: Orlando, FL
17-0195609/28/2018Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Richard Humphreys
Respondent Lawyers(s): Clinton W. Marrs
Arbitrator(s): Leslie R. Berro, Patricia Ann Tracey, Susan L. Luck
Hearing Site: Charlotte, NC
17-0257909/05/2018Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Christopher Bingham
Respondent Lawyers(s): Jeremy Sloan
Arbitrator(s): Michael S. Yauch
Hearing Site: Houston, TX
16-0103902/16/2018Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Donald Newton
Respondent Lawyers(s): Nicholas J. Wehlen
Arbitrator(s): William Gilbert Faulk, William John Sommers, Kevin Spencer Grant
Hearing Site: New Orleans, LA
16-0176512/28/2017Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Gregory Giuffra
Respondent Lawyers(s): Julie M. Walker
Arbitrator(s): Richard J. Lawrence, Victoria Anne Long, Tina Alison Davis
Hearing Site: Denver, CO

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