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FINRA Awards for Tosh Grebenik

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Displaying 51-60 out of 64 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0118001/27/2021Claimant(s): Nathaniel Tilton
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Joe Tully
Arbitrator(s): Gerard S. Marsan
Hearing Site: Boston, MA
20-0106901/21/2021Claimant(s): Brian Brennan
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): MML Investors Services
Respondent Lawyers(s): Elliott J. Stein
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Los Angeles, CA
20-0082812/23/2020Claimant(s): James Lombardo
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Joseph Gunnar & Co. LLC
Respondent Lawyers(s): Peter Bon Viso
Arbitrator(s): Joan M. Traub
Hearing Site: New York, NY
20-0094912/23/2020Claimant(s): Anil Jethmal
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Solid ISG Capital Markets, Westrock Advisors.
Respondent Lawyers(s): Alexander Baltovski, Louis J. Rich
Arbitrator(s): Steven Gary Leventhal
Hearing Site: New York, NY
20-0001011/06/2020Claimant(s): Roberto Trejo
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Client One Securities LLC
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Thomas D. Reese
Hearing Site: San Francisco, CA
20-0083011/06/2020Claimant(s): MANUEL ROSE
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
20-0006309/03/2020Claimant(s): Gabriel Taylor
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Diana Tabacopoulos
Arbitrator(s): Yvonne Brathwaite Burke
Hearing Site: Los Angeles, CA
20-0093809/03/2020Claimant(s): Jeffrey Petrone
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): MMC Securities LLC
Respondent Lawyers(s): Francesca M. Lanpher
Arbitrator(s): Christopher J. Klein
Hearing Site: Boca Raton, FL
19-0229403/25/2020Claimant(s): Richard Conway
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Robert E. Anderson
Hearing Site: Wilmington, DE
19-0009408/19/2019Claimant(s): Tina Matthews
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Sagepoint Financial.
Respondent Lawyers(s): James Noblett
Arbitrator(s): James A. Parker
Hearing Site: Houston, TX

64 Results

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