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FINRA Awards for Howard Klausmeier

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Displaying 31-40 out of 75 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0166211/25/2020Claimant(s): Michael Schumacher
Claimant Lawyers(s): Christopher R. Sall
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Phyllis Karasov
Hearing Site: Minneapolis, MN
20-0178211/18/2020Claimant(s): William O'Connell
Claimant Lawyers(s): Gerry Giurato
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Richard Kent Mahrle
Hearing Site: Phoenix, AZ
20-0097611/17/2020Claimant(s): Matthew Orman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Mark A. Sipper
Hearing Site: Pittsburgh, PA
20-0088711/16/2020Claimant(s): Charles Saacke
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Lynne M. Gomez
Hearing Site: Houston, TX
20-0112611/12/2020Claimant(s): Riad Shanawany
Claimant Lawyers(s): Harris Freedman
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Robert Lawrence Ostrov
Hearing Site: Boca Raton, FL
20-0036209/17/2020Claimant(s): Scott Arrasmith
Claimant Lawyers(s): Frances Menzer
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Frances Johnson Wright
Hearing Site: Denver, CO
19-0374405/27/2020Claimant(s): Robert Lucarelli
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Thomas M. Madden
Hearing Site: Hartford, CT
19-0297104/24/2020Claimant(s): Brandt Brock
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): C. Sumpter Logan
Hearing Site: Oklahoma City, OK
19-0118901/13/2020Claimant(s): Jorge Blanco
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Gregory G. Gocek
Hearing Site: Chicago, IL
19-0097411/26/2019Claimant(s): Louis Windawi
Claimant Lawyers(s): Chad E Weaver
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Milton N. Gross
Hearing Site: Los Angeles, CA

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