FINRA Awards for Howard Klausmeier

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 11-20 out of 75 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
21-01978	05/09/2022	Claimant(s): Anthony Leopizzi Claimant Lawyers(s): Zachary Morse Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Louis David Huss Hearing Site: Boca Raton, FL
21-01382	01/21/2022	Claimant(s): James McCoy, Joshua McCoy Claimant Lawyers(s): Zachary Morse Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA
20-03431	11/05/2021	Claimant(s): Huey Luu Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Francis Vincent Dane Hearing Site: Seattle, WA
20-02916	07/12/2021	Claimant(s): Thomas Sharp Claimant Lawyers(s): Zachary Morse Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Michael Lancaster Garcia Hearing Site: San Francisco, CA
20-02681	07/07/2021	Claimant(s): Russell McLean Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): David William Hickman Hearing Site: Portland, OR
20-02734	07/01/2021	Claimant(s): Damian Dering Claimant Lawyers(s): Benjamin Winograd Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Benjamin F. Breslauer Hearing Site: Los Angeles, CA
20-02899	05/10/2021	Claimant(s): Byron Studdard Claimant Lawyers(s): Brian Luther Respondent(s): American Portfolios Financial Srvs., Ameriprise Financial Services Respondent Lawyers(s): Craig Vollono, Howard Klausmeier Arbitrator(s): Gary E. Marcus Hearing Site: Tampa, FL
20-03217	04/28/2021	Claimant(s): William Hocutt Claimant Lawyers(s): Anne T. Freeland Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Joseph Neal Richardson Hearing Site: Birmingham, AL
20-02847	04/05/2021	Claimant(s): Robert Feighan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY
20-02598	03/23/2021	Claimant(s): Christopher Petrik Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Robert J. Ambrogi Hearing Site: Boston, MA