Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-04689 | 09/27/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Todd Ratner Respondent(s): Justin Barch Respondent Lawyers(s): Justin R. Barch Arbitrator(s): William H. Malloy Hearing Site: Washington, DC | ||
| 11-00041 | 07/12/2011 | Claimant(s): Samuel Crichton Claimant Lawyers(s): Todd Ratner Respondent(s): Thomas Johnson Respondent Lawyers(s): Robert Q. Sayre Arbitrator(s): Bert S Cliff, James A. Laurenson Hearing Site: Charleston, WV | Expungement | |
| 09-07226 | 05/31/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Jordan D. Weinreich Respondent(s): Kenneth Walters Respondent Lawyers(s): Todd Ratner Arbitrator(s): Judith Stilz Ogden, Harvey R. Linder, William Clay Gilbert Hearing Site: Atlanta, GA | ||
| 09-04352 | 04/08/2011 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Todd Ratner Respondent(s): Mitchell Yanow Respondent Lawyers(s): Mitchell T. Yanow Arbitrator(s): Bernard S. Carrey, Harry Dressler, Laura Jane Starr Hearing Site: Boca Raton, FL | ||
| 09-04530 | 03/21/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Todd Ratner Respondent(s): Shane Wheeler Respondent Lawyers(s): Shane Wheeler Arbitrator(s): John P. Cullem, Thomas R. Carlsen, Michael S. Hill Hearing Site: Tampa, FL | ||
| 10-02582 | 12/29/2010 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Todd Ratner Respondent(s): Allison Tarpley, UBS Financial Services Inc. Respondent Lawyers(s): John M. Phalen, Molly Tatman Arbitrator(s): Mark L. Williams Hearing Site: Dallas, TX | ||
| 09-03015 | 11/03/2010 | Claimant(s): Josephine Pignato Claimant Lawyers(s): Jenice L. Malecki Respondent(s): Capital One Investment Services Corp Respondent Lawyers(s): Todd Ratner Arbitrator(s): Sandra J. Mullings Hearing Site: New York, NY |  | $73,281 |
| 09-02899 | 10/05/2010 | Claimant(s): Gary Harris Claimant Lawyers(s): Gary G. Harris Respondent(s): Wachovia Securities, Jeremy Bishop Respondent Lawyers(s): Todd Ratner Arbitrator(s): Thomas C. Harris Hearing Site: Columbia, SC | | $0 |
| 09-06086 | 07/15/2010 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Todd Ratner Respondent(s): Felix Deacon Respondent Lawyers(s): Felix E. Deacon Arbitrator(s): Thomas W. Steed Hearing Site: Richmond, VA | ||
| 09-02513 | 12/21/2009 | Claimant(s): Sherry Elschlager, Terry Elschlager Claimant Lawyers(s): Stephen P. Meyer Respondent(s): Wachovia Securities Respondent Lawyers(s): Todd Ratner Arbitrator(s): Henry G. Plaster Hearing Site: Charleston, WV | | $50,000 |