| 11-03751 | 07/10/2012 | Claimant(s): Cassandra Fishbein, Donn Fishbein, Donn Fishbein PSP Part QRP/Keogh
Claimant Lawyers(s): Nicole L. Harrison
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Sean B. Meehan
Arbitrator(s): Barbara Black
Hearing Site: Columbus, OH
|  | Expungement |
| 11-04344 | 05/15/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Archie Capinguian
Respondent(s): Jonathan Brimley
Respondent Lawyers(s): Dennis M. Fitzgerald
Arbitrator(s): Alex H. Keller
Hearing Site: Columbus, OH
| | |
| 11-01493 | 04/16/2012 | Claimant(s): David Swayze
Claimant Lawyers(s): Edward J. Duffy
Respondent(s): Catherine Hutton, Michael Young, The Huntington Investment Company
Respondent Lawyers(s): Catherine Marie Hutton, Douglas R. Jennings
Arbitrator(s): Louis V. Imundo, Karen Yvonne Preston, Kathleen P. Helbig-Hannan
Hearing Site: Columbus, OH
| | $2,262 |
| 10-04961 | 11/18/2011 | Claimant(s): Dianne W. Mack IRA, Douglas R. Mack IRA, Douglas R. Mack & Dianne W. Mack, JT TEN
Claimant Lawyers(s): Kendra L. Carpenter
Respondent(s): Money Concepts Capital Corp
Respondent Lawyers(s): Robert N. Rapp
Arbitrator(s): Robert P. Fogarty, W. Sean Kelleher, Gregory P. Szuter
Hearing Site: Columbus, OH
| | $0 |
| 10-02770 | 11/08/2011 | Claimant(s): Lois Reed, Lois W. Reed Trust
Claimant Lawyers(s): Andrew M. Holford
Respondent(s): Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Gregory G. Wille
Arbitrator(s): Benjamin B. Segel, Thomas R. Skulina, Mary Ten Eyck Taylor
Hearing Site: Columbus, OH
| | $0 |
| 09-05327 | 09/01/2011 | Claimant(s): Bernard Master, Bernard F. Master Rev. Trust
Claimant Lawyers(s): Eric A Jones
Respondent(s): Bradley Kastan, Bear Stearns Companies.
Respondent Lawyers(s): Marion H. Little
Arbitrator(s): David W. Stanton, Erwin John Dugasz, Marvin Brown
Hearing Site: Columbus, OH
| | $0 |
| 09-04362 | 07/25/2011 | Claimant(s): Barbara Agranoff, Joseph Agranoff, Barbara Agranoff IRA, Joseph H. Agranoff IRA
Claimant Lawyers(s): Timothy L. Van Eman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Robert Rosen
Respondent Lawyers(s): Russell S. Sayre
Arbitrator(s): Carol M. Stoner, Robert L. Washburn, Daniel R. LaMacchia
Hearing Site: Columbus, OH
| | $291,620 |
| 10-02428 | 12/16/2010 | Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Donald S. Arbour
Respondent(s): Sherry Maynard
Respondent Lawyers(s): John L. Einstein
Arbitrator(s): Carol M. Stoner
Hearing Site: Columbus, OH
| | |
| 09-00410 | 11/15/2010 | Claimant(s): H Gordon Georgia Lee Bailey Chart Remain, Henry Gordon Bailey Jr. Living TR U/A 9/
Claimant Lawyers(s): Marnie C. Lambert
Respondent(s): David Pintaric, William Pintaric, WRP Investments.
Respondent Lawyers(s): Steven G. Janik
Arbitrator(s): Emily J. Lewis, Stephen Anthony Rogers, Wiley H. Clodfelder
Hearing Site: Columbus, OH
| | $0 |
| 09-07116 | 08/05/2010 | Claimant(s): David J Foster Charles Schwab & Co Inc
Claimant Lawyers(s): David P. Meyer
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Sean B. Meehan
Arbitrator(s): Kevin R. Zehe
Hearing Site: Columbus, OH
| | $0 |
