| 13-00164 | 10/15/2013 | Claimant(s): Jane Benkendorf
Claimant Lawyers(s): Jane Weller Benkendorf
Respondent(s): Eron Dahl
Respondent Lawyers(s): Geoffrey S. Beckham
Arbitrator(s): Donald W. McKenzie
Hearing Site: Chicago, IL
|  | $213 |
| 13-01785 | 10/02/2013 | Claimant(s): Kenneth Stern
Claimant Lawyers(s): Wendy S. Menghini
Respondent(s): Rohinton Rivetna
Respondent Lawyers(s): Benjamin Lapin
Arbitrator(s): Leon Fox
Hearing Site: Chicago, IL
| | Expungement |
| 12-01025 | 09/26/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Angela Keaveny
Respondent Lawyers(s): Angela Marie Keaveny
Arbitrator(s): Jeffrey W. Finke
Hearing Site: Chicago, IL
| | |
| 13-01325 | 09/20/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Douglas Hyman, Jonathan D. Berg
Respondent(s): Naseem Salamah
Respondent Lawyers(s): Rene Hernandez
Arbitrator(s): Michael S. Matek
Hearing Site: Chicago, IL
| | |
| 12-02453 | 09/19/2013 | Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): Patrick G. King
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Frank Samuelsohn, Susan L. Walker, Marcia Bonita Gevers
Hearing Site: Chicago, IL
| | |
| 11-04371 | 09/18/2013 | Claimant(s): Gary Burgess
Claimant Lawyers(s): Nicholas P. Iavarone
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Ira Rosenstein
Arbitrator(s): Daniel R. Formeller, David M. Zimberoff, Harvey R. Herman
Hearing Site: Chicago, IL
| | |
| 13-00806 | 09/12/2013 | Claimant(s): National Securities Corporation
Claimant Lawyers(s): Jay M. Israel
Respondent(s): Cesar Rodriguez
Respondent Lawyers(s): Cesar Rodriguez
Arbitrator(s): Sondra Sellars
Hearing Site: Chicago, IL
| | |
| 12-02877 | 09/11/2013 | Claimant(s): Ray Cahnman, Redwood Partners, L.P.
Claimant Lawyers(s): Robert J. Mottern
Respondent(s): Michael Cavallaro, Steven Hovde, Hovde Securities LLC
Respondent Lawyers(s): Gerald B. Kline, Justin J. Millette
Arbitrator(s): A. Brad Busscher, Samuel B. Garber, James Michael Bailey
Hearing Site: Chicago, IL
| | Expungement |
| 12-03515 | 07/26/2013 | Claimant(s): Lincoln Investment Planning.
Claimant Lawyers(s): Patrick M. Hitchens
Respondent(s): Alden Burnett
Respondent Lawyers(s): Alden Matthews Burnett
Arbitrator(s): James J. Stamos
Hearing Site: Chicago, IL
| | |
| 11-04690 | 07/22/2013 | Claimant(s): Carol Kafka, Candice Company., Father & Sons Contractors., Father and Son's Home Improvement II,, Riverside Management., Riverside Realty.
Claimant Lawyers(s): Charles Carlson
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Mark L Miller, Edward Louis Koven, Edward Johannes Hertenstein
Hearing Site: Chicago, IL
| | Expungement |
