| 14-03766 | 02/04/2016 | Claimant(s): Jeffrey Richards
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Damon Testaverde, Patrick Teutonico, Philip Dina, Richard Hunt, William Hunt, Network 1 Financial Securities Inc.
Respondent Lawyers(s): Martin P. Unger
Arbitrator(s): Jeffrey W. Finke, Mitchell Lee Marinello, Shelby Webb
Hearing Site: Chicago, IL
|  | $0 |
| 15-00511 | 01/15/2016 | Claimant(s): Gregory Romanczuk
Claimant Lawyers(s): Gregory Romanczuk
Respondent(s): Joseph Baffoe, Richard Lynch, Chicago Investment Group
Respondent Lawyers(s): Joseph Martin Baffoe, Richard Paul Lynch, Richard Lynch, CEO
Arbitrator(s): Ray J. Grzebielski
Hearing Site: Chicago, IL
| | |
| 15-00346 | 01/04/2016 | Claimant(s): Feltl and Company
Claimant Lawyers(s): Thomas F. Steichen
Respondent(s): Brian Czupek
Respondent Lawyers(s): Michael S. Davis
Arbitrator(s): Susan L. Walker
Hearing Site: Chicago, IL
| | |
| 15-00040 | 12/31/2015 | Claimant(s): Bruce Burns
Claimant Lawyers(s): Thomas F. Burke
Respondent(s): David A. Noyes & Company
Respondent Lawyers(s): David A. Genelly
Arbitrator(s): Stephen C. Esposito, Michael Nathanson, Joseph John Novak
Hearing Site: Chicago, IL
| | $0 |
| 15-01299 | 12/30/2015 | Claimant(s): Robert Simon, Robert Simon IRA
Claimant Lawyers(s): D. Daxton White
Respondent(s): Michael Jordan
Respondent Lawyers(s): Michael Jordan
Arbitrator(s): Robert S. Sugarman
Hearing Site: Chicago, IL
| | $37,650 |
| 13-03342 | 12/17/2015 | Claimant(s): Patricia L. Micucci, Vincent A. Micucci
Claimant Lawyers(s): Gregg Rzepczynski
Respondent(s): Michael McCarthy
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Mark L Miller, Sondra Sellars, Marvin Harold Zelkin
Hearing Site: Chicago, IL
| | Expungement |
| 15-00176 | 12/09/2015 | Claimant(s): Marquette Bank
Claimant Lawyers(s): William S. Hackney
Respondent(s): Laith Al-Tikriti
Respondent Lawyers(s): Laith Al-Tikriti
Arbitrator(s): John K. Notz
Hearing Site: Chicago, IL
| | |
| 15-00339 | 11/23/2015 | Claimant(s): Investment Planners.
Claimant Lawyers(s): Renee Emrick
Respondent(s): Gordon Roberts
Respondent Lawyers(s): Matthew S. Hardin
Arbitrator(s): James J. Eccleston
Hearing Site: Chicago, IL
| | |
| 13-01369 | 11/13/2015 | Claimant(s): William Call
Claimant Lawyers(s): Steven D Toskes
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Samuel B. Garber, Rita J. Jacyna Curley, Raymond P. Buschmann
Hearing Site: Chicago, IL
| | $0 |
| 14-03818 | 11/09/2015 | Claimant(s): Kathleen Szewczyk
Claimant Lawyers(s): Ross S. Carponelli
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Geoffrey S. Beckham
Arbitrator(s): Mark L Miller, Jeffrey W. Finke, Shelby Webb
Hearing Site: Chicago, IL
| | $0 |
