Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-00105 | 01/19/2017 | Claimant(s): Russell Day Claimant Lawyers(s): Hilton Wiener Respondent(s): Frank Fusco, John Calardo, Legend Securities. Respondent Lawyers(s): Lawrence R. Gelber, Michael C. Farkas Arbitrator(s): Sondra Sellars Hearing Site: Chicago, IL |  | $300 |
| 16-00950 | 01/12/2017 | Claimant(s): Steven Kaplan Claimant Lawyers(s): Steven Todd Kaplan Respondent(s): Dave Gillogly Respondent Lawyers(s): Dave Gillogly Arbitrator(s): Steven H. Vogel Hearing Site: Chicago, IL | Expungement | |
| 16-01859 | 01/12/2017 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Douglas Hyman Respondent(s): Brian Sak Respondent Lawyers(s): Brian Carey Sak Arbitrator(s): James A. Murphy Hearing Site: Chicago, IL | ||
| 15-03055 | 12/27/2016 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Gary I. Blackman Respondent(s): Craig Lennon Respondent Lawyers(s): Thomas F. Burke Arbitrator(s): William M. Getzoff Hearing Site: Chicago, IL | ||
| 13-02179 | 12/21/2016 | Claimant(s): The Vega Asset Recovery Fund Claimant Lawyers(s): Gregg Rzepczynski Respondent(s): Newedge USA LLC Respondent Lawyers(s): Stacie R. Hartman Arbitrator(s): Daniel R. Formeller, Henry G. Nothnagel, Jeffrey W. Finke Hearing Site: Chicago, IL | | $0 |
| 15-01452 | 12/20/2016 | Claimant(s): Kimberly Rose Claimant Lawyers(s): Stephany D. McLaughlin Respondent(s): Southwest Securities. Respondent Lawyers(s): Jonathan D. Neerman Arbitrator(s): Thomas F. Ryan, Charles Orlove, Michael J. Rappa Hearing Site: Chicago, IL | ||
| 15-03057 | 12/06/2016 | Claimant(s): Aaron Suen Claimant Lawyers(s): Robert J. Girard Respondent(s): Peter McDonnell Respondent Lawyers(s): William J. Nissen Arbitrator(s): Edward Louis Koven, Elaine Munson Loeser, Dianne Marie Onichimowski Hearing Site: Chicago, IL | | Expungement |
| 16-00215 | 11/23/2016 | Claimant(s): Sol Demuth Claimant Lawyers(s): Sean P. Patrick Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Patrick M. Smith Arbitrator(s): Susan L. Walker, Jules Ira Crystal, Patrick Kassen Hearing Site: Chicago, IL | ||
| 16-01636 | 11/22/2016 | Claimant(s): Waddell & Reed Claimant Lawyers(s): Lindsay E Wuller Respondent(s): Raul Jacobs Respondent Lawyers(s): Raul Enrique Jacobs Arbitrator(s): William M. Getzoff Hearing Site: Chicago, IL | ||
| 15-02478 | 11/18/2016 | Claimant(s): Craig Urban Claimant Lawyers(s): Jeffrey L. Liddle Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Anna Wermuth Arbitrator(s): Ray J. Grzebielski, Sal Presti, David J. Dahl Hearing Site: Chicago, IL |