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FINRA Awards for Steven Todd Kaplan

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0095001/12/2017Claimant(s): Steven Kaplan
Claimant Lawyers(s): Steven Todd Kaplan
Respondent(s): Dave Gillogly
Respondent Lawyers(s): Dave Gillogly
Arbitrator(s): Steven H. Vogel
Hearing Site: Chicago, IL
Expungement

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