| 21-00722 | 05/28/2021 | Claimant(s): Brian Blackburn
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): John P. Cullem
Hearing Site: Columbia, SC
| | |
| 21-00757 | 05/28/2021 | Claimant(s): Laurence Knowlton
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Gerard S. Marsan
Hearing Site: Boston, MA
| | |
| 19-03809 | 05/27/2021 | Claimant(s): Gerardo Brauer, Reyna Reichert
Claimant Lawyers(s): Gerardo Brauer
Respondent(s): John McDermott, UBS Financial Services Inc., Paul Campbell, Robert McCann
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Thomas A. Cipolla, G. Maynard Green, Robin Pacholder
Hearing Site: Houston, TX
|  | $0 |
| 20-02991 | 05/25/2021 | Claimant(s): Kirk Mandlin
Claimant Lawyers(s): Chelsea Masters
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA
| | |
| 21-00665 | 05/24/2021 | Claimant(s): Kimberly Muska
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Katherine Hendricks
Hearing Site: Portland, OR
| | |
| 20-03186 | 05/21/2021 | Claimant(s): James Ugobono
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
| | |
| 20-02104 | 05/14/2021 | Claimant(s): James Shoffner
Claimant Lawyers(s): Zachary Hayes-Macaluso
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John B. Clark
Arbitrator(s): Milton N. Gross
Hearing Site: Denver, CO
| | |
| 20-03116 | 05/14/2021 | Claimant(s): Shaun Nicholson
Claimant Lawyers(s): Michael Bessette
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Robert J. Scafuri
Hearing Site: Cincinnati, OH
| | |
| 20-03199 | 05/14/2021 | Claimant(s): Anthony Scaglione
Claimant Lawyers(s): Joshua F. Bautz
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
| | |
| 19-02088 | 05/13/2021 | Claimant(s): Eugenia Fidalgo Gutierrez, Mercedes Fidalgo Gutierrez, Fidalgo Gutierrez Holding Corp.
Claimant Lawyers(s): Francisco A. Feliu Nigaglioni
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Peter S. Fruin, Roberto C. Quinones
Arbitrator(s): Marni E. Byrum, Dwayne E. Clark, William D. Goren
Hearing Site: San Juan, PR
| | $4,806,610 |
