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FINRA Awards for William D. Goren

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0208805/13/2021Claimant(s): Eugenia Fidalgo Gutierrez, Mercedes Fidalgo Gutierrez, Fidalgo Gutierrez Holding Corp.
Claimant Lawyers(s): Francisco A. Feliu Nigaglioni
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Peter S. Fruin, Roberto C. Quinones
Arbitrator(s): Marni E. Byrum, Dwayne E. Clark, William D. Goren
Hearing Site: San Juan, PR
Checkmark Icon$4,806,610

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