| 18-03952 | 09/30/2019 | Claimant(s): Beech Hill Securities.
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Michael Fontaine, William Buchanan, CIM Securities
Respondent Lawyers(s): Daniel Gildin
Arbitrator(s): Ronnie Steinkoler, Paul C. Tang, Albert Rizzo
Hearing Site: New York, NY
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| 18-04356 | 07/01/2019 | Claimant(s): Jeffrey Damasco
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Quick & Reilly.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Albert Rizzo
Hearing Site: New York, NY
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| 16-01018 | 06/20/2019 | Claimant(s): Amy Eisner, Carolyn Herrmann, David Freilicher, Ellen Nass, Hal Nass, Helene Posnick, Herbert Pfeffer, Jean Schram, John Skalicky, Kirstine Schaeffer, Lawrence Eisner, Marc Hyman, Myrna Barzelatto, Paul Posnick, Richard Schram, Robert Gluckin, Robert Skollar, Thomas Herrmann, William Bernstein, Estate of Joan B. Gluckin, et al
Claimant Lawyers(s): Adam J. Weinstein, Adam Gana
Respondent(s): David Blisk, Suzanne McKeown, Spire Securities
Respondent Lawyers(s): Paul A. Lieberman
Arbitrator(s): Sandra D. Parker, Amy Banet, Albert Rizzo
Hearing Site: New York, NY
|  | $3,000,000 |
| 18-03618 | 05/28/2019 | Claimant(s): Danielle Montagnesi
Claimant Lawyers(s): Kevin P Conway
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Ariel P. Cannon
Arbitrator(s): Albert Rizzo
Hearing Site: New York, NY
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| 18-04300 | 05/28/2019 | Claimant(s): Randolph Feliz
Claimant Lawyers(s): Randolph Kendall Feliz
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Allan S. Bloom
Arbitrator(s): Royce Russell, Christian Leslie Billet, Albert Rizzo
Hearing Site: New York, NY
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| 16-03464 | 09/21/2018 | Claimant(s): Bart Tarulli
Claimant Lawyers(s): Bart Tarulli
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Jean C. Black, Ellyn S. Roth, Albert Rizzo
Hearing Site: New York, NY
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| 15-02701 | 12/20/2017 | Claimant(s): Robert Cummings
Claimant Lawyers(s): Jonathan Sack
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Richard W. Vallario, Richard Bryce Nesson, Albert Rizzo
Hearing Site: New York, NY
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