Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-00902 | 10/11/2011 | Claimant(s): AXA Advisors Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Richard Klukkert Respondent Lawyers(s): Richard Klukkert Arbitrator(s): Charles Sydnor Thompson Hearing Site: Columbia, SC | ||
| 09-02316 | 03/09/2011 | Claimant(s): Jay Wilen, Robert Paff Claimant Lawyers(s): David W. Erb Respondent(s): AXA Advisors, AXA Network Respondent Lawyers(s): Kenneth O'Connor Arbitrator(s): Daniel J. Donovan, Sandra Lee Dolan, William O. SanFord Hearing Site: Baltimore, MD | ||
| 10-00597 | 02/22/2011 | Claimant(s): AXA Advisors Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Shawn Wooden Respondent Lawyers(s): Shawn Wooden Arbitrator(s): Bruce K. Isenberg, Mark I. Roth, Marcy R. Greer Hearing Site: Ft. Lauderdale, FL | ||
| 10-01296 | 02/09/2011 | Claimant(s): AXA Advisors Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Danny Miller Respondent Lawyers(s): Danny Robert Miller Arbitrator(s): Bruce K. Isenberg Hearing Site: Boca Raton, FL | ||
| 08-02511 | 01/18/2011 | Claimant(s): Joseph Torsiello Claimant Lawyers(s): Marc S. Dobin Respondent(s): AXA Advisors Respondent Lawyers(s): Elliot R. Good Arbitrator(s): Sheldon I. Saitlin, Ned B. Young, Charles R. Smith Hearing Site: Boca Raton, FL |  | $0 |
| 10-00595 | 07/12/2010 | Claimant(s): AXA Advisors Claimant Lawyers(s): Don R. Boswell Respondent(s): Michael Volts Respondent Lawyers(s): Michael Volts Arbitrator(s): Bruce K. Isenberg Hearing Site: Boca Raton, FL | ||
| 10-00588 | 06/25/2010 | Claimant(s): AXA Advisors Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Thomas Boan Respondent Lawyers(s): Thomas M. Boan Arbitrator(s): Jack Friedman Hearing Site: New York, NY | ||
| 09-04142 | 05/27/2010 | Claimant(s): Donald Rose Claimant Lawyers(s): Mark A. Tepper Respondent(s): Howard Wolkowitz, AXA Advisors, Brinker Capital. Respondent Lawyers(s): Russell A. Divak, William A. Kebler, William R. Grimm Arbitrator(s): Richard S. Zaifert Hearing Site: Ft. Lauderdale, FL | | $34,670 |
| 09-03280 | 03/29/2010 | Claimant(s): AXA Advisors Claimant Lawyers(s): Kenneth O'Connor Respondent(s): John Treanor Respondent Lawyers(s): John Vincent Treanor Arbitrator(s): Michael P. Golden, Paul K. Barenholtz, Sam P. Terner Hearing Site: New York, NY | ||
| 08-03148 | 02/10/2010 | Claimant(s): Igor Zey Claimant Lawyers(s): James Hubbard Respondent(s): AXA Advisors Respondent Lawyers(s): Kevin W. Alexander Arbitrator(s): James P. Murphy, Laurent C. Vonderweidt, Susan B. Gans-Smith Hearing Site: Los Angeles, CA |