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FINRA Awards for Howard Wolkowitz

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0414205/27/2010Claimant(s): Donald Rose
Claimant Lawyers(s): Mark A. Tepper
Respondent(s): Howard Wolkowitz, AXA Advisors, Brinker Capital.
Respondent Lawyers(s): Russell A. Divak, William A. Kebler, William R. Grimm
Arbitrator(s): Richard S. Zaifert
Hearing Site: Ft. Lauderdale, FL
Checkmark Icon$34,670

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