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FINRA Awards for Morris S. Getzels

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Displaying 11-20 out of 31 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0320708/14/2019Claimant(s): Drew Freides
Claimant Lawyers(s): Kurt T. Kalberer
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Charles Evan Stewart
Arbitrator(s): Morris S. Getzels
Hearing Site: Los Angeles, CA
18-0113802/04/2019Claimant(s): Antoine Souma
Claimant Lawyers(s): Robert D Mitchell
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Cheryl S. Chang
Arbitrator(s): Barbara M. Zak, James R. Duncan, Morris S. Getzels
Hearing Site: Los Angeles, CA
17-0289010/11/2018Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Dorothy Powers
Respondent Lawyers(s): Dorothy Greppin Powers
Arbitrator(s): Morris S. Getzels, Edwin John Apenbrink, William Ogburn Huggins
Hearing Site: Las Vegas, NV
17-0336606/21/2018Claimant(s): Larry Erlichman
Claimant Lawyers(s): G. Thomas Fleming
Respondent(s): James Gordon, Royal Alliance Associates.
Respondent Lawyers(s): Kerri L. Delgado, Oliver W. Bray
Arbitrator(s): Robert D. Sussin, Morris S. Getzels, Robert Edward Koondel
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
15-0085206/12/2018Claimant(s): Gail Fortune, Crost Imports.
Claimant Lawyers(s): Kenneth J. Catanzarite
Respondent(s): Harold White, Kathleen Shave, Louis Kittlaus, Ashton Capital Management.
Respondent Lawyers(s): Harold Carse White, Kathleen Ann Shave, Louis Karl Kittlaus
Arbitrator(s): Morris S. Getzels, Joseph C. Watson, Anita Rae Shapiro
Hearing Site: Los Angeles, CA
Checkmark Icon$2,145,300
16-0321106/01/2017Claimant(s): Jeffrey Horn
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Bryce Cullinane
Arbitrator(s): Morris S. Getzels
Hearing Site: Los Angeles, CA
16-0263512/07/2016Claimant(s): David Corbett, Dennis Rosene, Donald Adams, Ekeanor Reed, Elsa Rosene, Gail Fortune, Gerald Berend, Loretta Mak, Mary Wokciechowski, Stan Wojciechowski, Suvawinds., Crost Imports Inc., A.C. Family Limited Partnership
Claimant Lawyers(s): Kenneth J. Catanzarite
Respondent(s): Rory Hartley
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Morris S. Getzels, Joseph C. Watson, Anita Rae Shapiro
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
16-0263612/07/2016Claimant(s): David Corbett, Dennis Rosene, Donald Adams, Eleanor Reed, Elsa Rosene, Gail Fortune, Gerald Berend, Loretta Mak, Mary Wojciechowski, Stan Wojciechowski, Crost Imports Inc., Suvawinds, A.C. Family Limited Partnership
Claimant Lawyers(s): Kenneth J. Catanzarite
Respondent(s): Leanne Walsh
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Morris S. Getzels, Joseph C. Watson, Anita Rae Shapiro
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
15-0202310/19/2016Claimant(s): Mohamed Ahmed, Mohamed Ahmed IRA
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jennifer R. Willey
Arbitrator(s): Barbara M. Zak, Morris S. Getzels, Robert B. Hansohn
Hearing Site: Las Vegas, NV
Checkmark IconExpungement
14-0061412/22/2015Claimant(s): Lewis Booth
Claimant Lawyers(s): Adam Brett Wolf
Respondent(s): Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig R. Bockman
Arbitrator(s): Elliott Zachary Seff, Eugene A. Taylor, Morris S. Getzels
Hearing Site: Los Angeles, CA
Checkmark IconExpungement

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