12-00904 | 01/06/2014 | Claimant(s): David Shapiro, David Shapiro Trust, Suellen Shapiro Trust Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Investments By Planners. Respondent Lawyers(s): Allan M. Lerner Arbitrator(s): Steven R. Reininger, Donald Theodore Ryce, Kenneth J. Gamelin Hearing Site: Boca Raton, FL
| | Expungement |
11-01480 | 11/07/2013 | Claimant(s): Denise Valentini Claimant Lawyers(s): Denise L. Valentini Respondent(s): Meyers Associates, L.P. Respondent Lawyers(s): David S. Schrader Arbitrator(s): Steven R. Reininger, Joseph T. Donnantuoni, Dennis M. Ross Hearing Site: Boca Raton, FL
| | $0 |
13-00228 | 07/08/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Janelle E. Fulton Respondent(s): Emmanuel Kouyoumdjian Respondent Lawyers(s): Emmanuel Kouyoumdjian Arbitrator(s): Steven R. Reininger Hearing Site: Boca Raton, FL
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12-02796 | 03/28/2013 | Claimant(s): IAA Financial Claimant Lawyers(s): Joshua A. Katz Respondent(s): Nicolas Libertella Respondent Lawyers(s): Nicolas Rocco Libertella Arbitrator(s): Steven R. Reininger Hearing Site: Boca Raton, FL
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11-02694 | 03/22/2013 | Claimant(s): Jose Ruiz Soto Claimant Lawyers(s): Joshua A. Katz Respondent(s): UBS Financial Services Inc., of PR Respondent Lawyers(s): Robert C. Quinones-Rivera Arbitrator(s): Steven R. Reininger, Martin A. Feigenbaum, Rex D.K. Seymour Hearing Site: San Juan, PR
| | Expungement |
11-01987 | 12/20/2012 | Claimant(s): Richard and Maria Wood Claimant Lawyers(s): Joshua A. Katz Respondent(s): UBS Financial Services Inc., Financial Network Investment Corporation, UBS Financial Svcs. of Puerto Rico Respondent Lawyers(s): Nanette Berrios Haddock, Robert C. Quinones, Sonia Torres-Pabon Arbitrator(s): Steven R. Reininger, Jerrold Levine, Thomas R. Noonan Hearing Site: San Juan, PR
| | Expungement |
10-05599 | 11/20/2012 | Claimant(s): Victor Graulau Colon, Victor Graulau Muenchow Claimant Lawyers(s): Scott L Silver Respondent(s): Popular Securities. Respondent Lawyers(s): Roberto Quinones-Rivera Arbitrator(s): Steven R. Reininger, Reinaldo Royo, Jeffrey R. Roth Hearing Site: San Juan, PR
| | Expungement |
12-01543 | 09/25/2012 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings Claimant Lawyers(s): Pete S. Michaels Respondent(s): Saul Montes-Bradley Respondent Lawyers(s): Saul M. Montes-Bradley Arbitrator(s): Steven R. Reininger Hearing Site: Miami, FL
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09-06865 | 06/19/2012 | Claimant(s): David Shutan, IRA, David Shutan Revocable Trust, Irma Shutan Revocable Trust Claimant Lawyers(s): Gary S. Menzer Respondent(s): Jeffrey Sanders, Matt Winslow Respondent Lawyers(s): Matt Winslow, Todd A. Zuckerbrod Arbitrator(s): Steven R. Reininger, Joseph J. Slotnik, Joseph Leonard Friedes Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
09-07159 | 09/09/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Yana Kromo Respondent(s): Robert Thompson Respondent Lawyers(s): Chris T. Vernon Arbitrator(s): Steven R. Reininger, John Hughes Verchot, Joel David Cowart Hearing Site: Tampa, FL
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