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FINRA Awards for Jose Ruiz Soto

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0269403/22/2013Claimant(s): Jose Ruiz Soto
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): UBS Financial Services Inc., of PR
Respondent Lawyers(s): Robert C. Quinones-Rivera
Arbitrator(s): Steven R. Reininger, Martin A. Feigenbaum, Rex D.K. Seymour
Hearing Site: San Juan, PR
Checkmark IconExpungement

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